8-K 1 a15-23627_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 16, 2015

 

Alteva, Inc.

(Exact name of registrant as specified in its charter)

 

New York

 

001-35724

 

14-1160510

(State or other jurisdiction

 

(Commission

 

(IRS Employer

of incorporation)

 

File Number)

 

Identification No.)

 

400 Market Street, Suite 1100, Philadelphia, Pennsylvania

 

19106

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code 877-258-3722

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

5.07 Submission of Matters to a Vote of Security Holders.

 

At the Company’s 2015 Annual Meeting of Shareholders, held on Monday, November 16, 2015, the Company’s shareholders voted on the matters brought before the meeting as described below.

 

 

 

 

 

Votes For

 

Votes
Against

 

Abstain

 

Broker
Non-Votes

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 1

 

To adopt the Merger Agreement and approve the Merger and other transactions contemplated by the Merger Agreement.

 

4,402,326

 

636,959

 

45,541

 

577,462

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 2

 

To approve, on an advisory basis, the compensation that will or may become payable by Alteva to its named executive officers in connection with the Merger.

 

3,106,167

 

1,422,326

 

556,333

 

577,462

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 3

 

To fix the number of directors at five until the next annual meeting of shareholders.

 

4,206,848

 

908,483

 

492,957

 

 

 

 

 

 

 

 

Votes For

 

Authority
Withheld

 

Broker
Non-Votes

 

Proposal 4

 

Election of directors:

 

 

 

 

 

 

 

 

 

Jeffrey D. Alario

 

4,132,339

 

952,487

 

577,462

 

 

 

Douglas B. Benedict

 

4,134,438

 

950,388

 

577,462

 

 

 

Kelly C. Bloss

 

4,126,141

 

958,685

 

577,462

 

 

 

Brian J. Kelley

 

4,127,862

 

956,964

 

577,462

 

 

 

Edward J. Morea

 

4,118,921

 

965,905

 

577,462

 

 

 

 

 

 

Votes For

 

Votes
Against

 

Abstain

 

Broker
Non-Votes

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 5

 

To approve, on an advisory basis, the compensation or our named executive officers for the year ending December 31, 2014.

 

2,833,320

 

1,670,357

 

581,149

 

577,462

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 6

 

To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2015.

 

5,051,860

 

585,840

 

24,588

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Proposal 7

 

To adjourn the Annual Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Annual Meeting.

 

4,281,325

 

312,473

 

491,028

 

577,462

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ALTEVA, INC.

 

 

 

 

 

 

Date: November 17, 2915

By:

/s/ Brian J. Kelley

 

Name:

Brian J. Kelley

 

Title:

Chief Executive Officer

 

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