-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TC45mU0lR5yRxow/UrRW+Bj/2An0dZDVNKRWgTGDoWeH+NCUXLudo0B5yw5QntAd AvRz0uSw+wnTHxsc1CkXYg== 0000950152-06-002369.txt : 20060322 0000950152-06-002369.hdr.sgml : 20060322 20060322152733 ACCESSION NUMBER: 0000950152-06-002369 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060322 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060322 DATE AS OF CHANGE: 20060322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 06703649 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 8-K 1 l19252ae8vk.htm WARWICK VALLEY TELECOM 8-K Warwick Valley Telecom 8-K
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 22, 2006
Warwick Valley Telephone Company
(Exact name of registrant as specified in its charter)
     
0-11174   14-1160510
(Commission File No.)   (I.R.S. Employer Identification No.)
New York
(State or other jurisdiction of incorporation or organization)
47 Main Street
Warwick, New York 10990
(845) 986-8080
(Address, including zip code, and telephone number,
including area code, of Registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
    On March 20, 2006 Warwick Valley Telephone Company (the “Company”) received a letter from the Listing Qualification Department of the Nasdaq Stock Market. That letter notified the Company that, because of the resignation of Dr. Joseph DeLuca from his membership on the Company’s Board, the Company no longer complied with the requirements of Marketplace Rule 4350 because its Audit Committee had fewer than three members. The Company was granted until the earlier to occur of its next Annual Meeting or February 27, 2007 to cure this violation. A cure has already been effected by the appointment of a new three-member Audit Committee, consisting of Directors Philip Demarest (chairman), Corinna Lewis and Wisner Buckbee.
 
    A press release regarding these matters has been issued by the Company, is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
    (c) Exhibits
  99.1   Press Release entitled “Warwick Valley Telephone Receives Notification Letter from Nasdaq,” dated March 22, 2006.

 

 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
           
    WARWICK VALLEY TELEPHONE COMPANY
(Registrant)
 
        
 
        
Date: March 22, 2006
  By:   /s/ Herbert Gareiss, Jr.
 
       
 
  Name:   Herbert Gareiss, Jr.
 
  Title:   President

 

 

Exhibit Index
     
Exhibit No.
  Description
 
    
99.1
  Press Release entitled “Warwick Valley Telephone Receives Notification Letter from Nasdaq,” dated March 22, 2006.

 

EX-99.1 2 l19252aexv99w1.htm EXHIBIT 99.1 PRESS RELEASE Exhibit 99.1
 

Exhibit 99.1
Warwick Valley Telephone Receives Notification Letter from Nasdaq
(Warwick, NY, March 22, 2006) Warwick Valley Telephone Company (Nasdaq: WWVY) (the “Company”) announced today that on March 20, 2006 the Company received a letter from the Listing Qualification Department of the Nasdaq Stock Market. That letter notified the Company that, because of the resignation of Dr. Joseph DeLuca from his membership on the Company’s Board, the Company no longer complied with the requirements of Marketplace Rule 4350 because its Audit Committee had fewer than three members. The Company was granted until the earlier to occur of its next Annual Meeting or February 27, 2007 to cure this violation. A cure has already been effected by the appointment of a new three-member Audit Committee, consisting of Directors Philip Demarest (chairman), Corinna Lewis and Wisner Buckbee.
Contact:     Warwick Valley Telephone Co.
Herbert Gareiss, Jr.
President & CEO
(845) 986-8080

 

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