-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NriIzXSRyHrbjzFnS5HQLlmLi1IXcaHZ5tWktqKhF+jpCm5cXu0SLeK4I8vo35eL /s3Sl6qPid1BV5+yacULRQ== 0000950152-05-008665.txt : 20051102 0000950152-05-008665.hdr.sgml : 20051102 20051102170227 ACCESSION NUMBER: 0000950152-05-008665 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051102 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051102 DATE AS OF CHANGE: 20051102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WARWICK VALLEY TELEPHONE CO CENTRAL INDEX KEY: 0000104777 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 141160510 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-11174 FILM NUMBER: 051173974 BUSINESS ADDRESS: STREET 1: 47 49 MAIN ST CITY: WARWICK STATE: NY ZIP: 10990 BUSINESS PHONE: 9149861101 MAIL ADDRESS: STREET 1: 47 49 MAIN ST STREET 2: PO BOX 592 CITY: WARWICK STATE: NY ZIP: 10990 8-K 1 l16843ae8vk.htm WARWICK VALLEY TELEPHONE COMPANY FORM 8-K Warwick Valley Telephone Company Form 8-K
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 2, 2005
Warwick Valley Telephone Company
(Exact name of registrant as specified in its charter)
     
0-11174
(Commission File No.)
  14-1160510
(I.R.S. Employer Identification No.)
New York
(State or other jurisdiction of incorporation or organization)
47 Main Street
Warwick, New York 10990
(845) 986-8080

(Address, including zip code, and telephone number,
including area code, of Registrant’s principal executive offices)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the obligation of the registrant under any of the following provisions:
o Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Rule or Standard; Transfer of Listing
Warwick Valley Telephone Company (the “Company”), whose Common Shares were previously subject to delisting from The Nasdaq National Market because of the Company’s late filing of its Annual Report on Form 10-K for year ended December 31, 2004, and its Quarterly Reports on Form 10-Q for the first and second quarters of 2005, has been notified by the Nasdaq Listing Qualifications Panel that the Company has made all requisite filings and is again in compliance with all Nasdaq Marketplace Rules. As a result of this, the Company’s Common Shares are no longer subject to delisting, and will resume trading on The Nasdaq National Market under the symbol “WWVY” at the opening of trading on November 3, 2005.
Item 8.01. Other Events
On November 2, 2005, the Company issued a press release with respect to being notified by the Nasdaq National Market that the Company has made all requisite filings and is again in compliance with all Nasdaq Marketplace Rules.
A copy of the Company’s press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
99.1. Press release entitled “Warwick Valley Telephone Receives Compliance Achieved Notification from Nasdaq,” dated November 2, 2005.

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
           
    WARWICK VALLEY TELEPHONE COMPANY (Registrant)

Date: November 2, 2005
  By:   /s/ Herbert Gareiss, Jr.
 
       
 
  Name:
Title:
  Herbert Gareiss, Jr.
President

 


 

Exhibit Index
     
Exhibit No.
  Description
 
99.1
  Press release entitled “Warwick Valley Telephone Receives Compliance Achieved Notification from Nasdaq,” dated November 2, 2005.

 

EX-99.1 2 l16843aexv99w1.htm EX-99.1 PRESS RELEASE EX-99.1 Press Release
 

Exhibit 99.1
Warwick Valley Telephone Receives Compliance Achieved Notification from Nasdaq
WARWICK, NY — (MARKET WIRE) — 11/02/05 — Warwick Valley Telephone Company (NASDAQ: WWVYE) announced today that they have received notification from the Nasdaq Listing Qualifications Panel that the Company has made all requisite filings and is again in compliance with all Nasdaq Marketplace Rules. Additionally, effective with the opening of business on November 3, 2005, the Company’s trading symbol will return to its regular form, “WWVY.”

 

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