0001517650-16-000276.txt : 20161202
0001517650-16-000276.hdr.sgml : 20161202
20161202100925
ACCESSION NUMBER: 0001517650-16-000276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161201
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc.
CENTRAL INDEX KEY: 0001517650
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 451505676
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (317) 872-3000
MAIL ADDRESS:
STREET 1: 7601 INTERACTIVE WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN DONALD E
CENTRAL INDEX KEY: 0001047736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54450
FILM NUMBER: 162030014
MAIL ADDRESS:
STREET 1: 8909 PURDUE ROAD
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46268
4
1
wf-form4_148069135239961.xml
FORM 4
X0306
4
2016-12-01
1
0001517650
Interactive Intelligence Group, Inc.
ININ
0001047736
BROWN DONALD E
7601 INTERACTIVE WAY
INDIANAPOLIS
IN
46278
1
1
1
0
Chairman, President and CEO
Common Stock
2016-12-01
4
D
0
3327269
60.50
D
0
D
Common Stock
2016-12-01
4
D
0
500000
60.50
D
0
I
By Grantor Retained Annuity Trusts
Common Stock
2016-12-01
4
D
0
179.56
60.50
D
0
I
by 401(k) plan
Stock Option (right to Buy)
32.33
2016-12-01
4
D
0
50000
28.17
D
2015-01-21
2017-01-21
Common Stock
50000.0
0
D
Stock Option (right to Buy)
24.5
2016-12-01
4
D
0
60000
36
D
2016-01-09
2018-01-09
Common Stock
60000.0
0
D
Stock Option (right to Buy)
39.97
2016-12-01
4
D
0
30000
20.53
D
2019-01-11
Common Stock
30000.0
0
D
Stock Option (right to Buy)
66.39
2016-12-01
4
D
0
30000
0
D
2020-01-13
Common Stock
30000.0
0
D
Stock Option (right to Buy)
27.73
2016-12-01
4
D
0
100000
32.77
D
2022-02-04
Common Stock
100000.0
0
D
Stock Option (right to Buy)
34.57
2016-12-01
4
D
0
9340
25.93
D
2022-05-18
Common Stock
9340.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
2500
60.50
D
Common Stock
2500.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
4000
60.50
D
Common Stock
4000.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
12375
60.50
D
Common Stock
12375.0
0
D
Restricted Stock Units
2016-12-01
4
D
0
12374
60.50
D
Common Stock
12374.0
0
D
Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 5/18/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
/s/ Ashley A. Vukovits, Attorney-in-fact
2016-12-02