0001517650-16-000072.txt : 20160113 0001517650-16-000072.hdr.sgml : 20160113 20160113152546 ACCESSION NUMBER: 0001517650-16-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160111 FILED AS OF DATE: 20160113 DATE AS OF CHANGE: 20160113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Interactive Intelligence Group, Inc. CENTRAL INDEX KEY: 0001517650 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 451505676 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: (317) 872-3000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DONALD E CENTRAL INDEX KEY: 0001047736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54450 FILM NUMBER: 161340803 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 4 1 wf-form4_145271673508626.xml FORM 4 X0306 4 2016-01-11 0 0001517650 Interactive Intelligence Group, Inc. ININ 0001047736 BROWN DONALD E 7601 INTERACTIVE WAY INDIANAPOLIS IN 46278 1 1 1 0 Chairman, President and CEO Common Stock 2016-01-11 4 M 0 2500 0 A 3255167 D Common Stock 2016-01-11 4 F 0 899 27.30 D 3254268 D Common Stock 2016-01-13 4 M 0 2000 0 A 3256268 D Common Stock 2016-01-13 4 F 0 719 23.48 D 3255549 D Common Stock 500000 I By Grantor Retained Annuity Trusts Common Stock 179.56 I by 401(k) plan Restricted Stock Units 2016-01-11 4 M 0 2500 0 D Common Stock 2500.0 2500 D Restricted Stock Units 2016-01-13 4 M 0 2000 0 D Common Stock 2000.0 4000 D The number of shares reported as indirectly held by the reporting person in the Interactive Intelligence Group, Inc. 401(k) plan is based on a plan statement dated as of December 9, 2015. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Interactive Intelligence Group, Inc. common stock. The earned RSUs vest as follows: 2,500 vested on each of 1/11/2014, 1/11/2015 and 1/11/2016; the remaining 2,500 are scheduled to vest on 1/11/2017. The earned RSUs vest as follows: 2,000 shares vested on each of 1/13/2015 and 1/13/2016; the remaining 4,000 are scheduled to vest vest equally on 1/13/2017 and 1/13/2018. /s/ Ashley A. Vukovits, Attorney-in-fact 2016-01-13