0001185185-24-000261.txt : 20240315 0001185185-24-000261.hdr.sgml : 20240315 20240315210941 ACCESSION NUMBER: 0001185185-24-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240313 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRINS RICHARD K CENTRAL INDEX KEY: 0001047579 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32830 FILM NUMBER: 24756756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IGC Pharma, Inc. CENTRAL INDEX KEY: 0001326205 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 202760393 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 10224 FALLS ROAD CITY: POTOMAC STATE: MD ZIP: 20854 BUSINESS PHONE: 301-983-0998 MAIL ADDRESS: STREET 1: 10224 FALLS ROAD CITY: POTOMAC STATE: MD ZIP: 20854 FORMER COMPANY: FORMER CONFORMED NAME: India Globalization Capital, Inc. DATE OF NAME CHANGE: 20050505 4 1 ownership.xml X0508 4 2024-03-13 0 0001326205 IGC Pharma, Inc. IGC 0001047579 PRINS RICHARD K 10224 FALLS ROAD POTOMAC MD 20854 1 0 0 0 0 Common Stock 2024-03-13 4 M 0 100000 0.0 A 1013334 D Common Stock 2024-03-13 4 M 0 58333 0.0 A 1071667 D Common Stock 2024-03-13 4 M 0 100000 0.0 A 1171667 D Common Stock 2024-03-13 4 M 0 42750 0.0 A 1214417 D Common Stock 2024-03-13 4 M 0 28500 0.0 A 1242917 D Restricted Stock Units 2024-03-13 4 M 0 100000 0.0 D Common Stock 100000 100000 D Restricted Stock Units 2024-03-13 4 M 0 58333 0.0 D Common Stock 58333 58333 D Restricted Stock Units 2024-03-13 4 M 0 100000 0.0 D Common Stock 100000 200000 D Restricted Stock Units 2024-03-13 4 M 0 71250 0.0 D 2033-03-31 Common Stock 71250 213750 D Restricted Stock Units 2024-03-13 4 A 0 210000 0.0 A Common Stock 210000 210000 D Restricted Stock Units 2024-03-13 4 A 0 175000 0.0 A 2034-03-31 Common Stock 175000 175000 D On July 19, 2021, the Reporting Person was granted RSUs subject to vesting equally over three years starting on March 31, 2022. On May 25, 2022, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2023. On June 20, 2023, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2024. On June 20, 2023, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. Each restricted stock unit represents a right to receive one share of IGC common stock. On March 13, 2024, the Reporting Person was granted RSUs subject to vesting equally over three years starting March 2025. On March 13, 2024, the Reporting Person was granted RSUs subject to vesting according to specific milestones set by the Company's Board of Directors. The RSUs vest when milestones are achieved. /s/ Richard Prins 2024-03-15