0001209191-23-055588.txt : 20231116 0001209191-23-055588.hdr.sgml : 20231116 20231116180023 ACCESSION NUMBER: 0001209191-23-055588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231114 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JOHN T CENTRAL INDEX KEY: 0001158926 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 231415823 MAIL ADDRESS: STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP STREET 2: 1500 EAST LANCASTER AVENUE CITY: PAOLI STATE: PA ZIP: 19301-9713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-14 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158926 KIM JOHN T C/O SIANA CARR O'CONNOR & LYNAM 1500 EAST LANCASTER AVENUE PAOLI PA 19301-9713 0 0 1 1 Member of 10% owner group (11) 0 Common Stock 2023-11-14 4 G 0 2000000 0.00 A 2000000 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 4 G 0 2733333 0.00 A 4733333 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 4 G 0 2733333 0.00 A 7466666 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 4 G 0 2733334 0.00 A 10200000 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 4 G 0 1958355 0.00 A 12158355 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 4 G 0 1211193 0.00 A 13369548 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 5 G 0 E 3341120 0.00 A 16710668 I By Kim Capital Partners - KCP, LLC Common Stock 2023-11-14 5 G 0 E 3341120 0.00 D 9121944 I By trusts (other than GRAT & Rev. Trust) Common Stock 4882816 D Common Stock 19484809 I By Sujochil, LP Common Stock 2478325 I By Sujoda Investments, LP On November 14, 2023, Susan Y. Kim distributed 2,000,000 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to Kim Capital Partners - KCP, LLC ("KCP LLC"). The Reporting Person and Susan Y. Kim are the managers of KCP LLC. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members which own 9,121,944 shares of the Issuer's Common Stock,(ii) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock, (iii) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock and (iv) as referenced in footnote 10, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. On November 14, 2023, Alexandra Investments, LLC distributed 2,733,333 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. On November 14, 2023, Jacqueline Investments, LLC distributed 2,733,333 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. On November 14, 2023, Dylan Investments, LLC distributed 2,733,334 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. On November 14, 2023, the Family Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dtd. 4/1/20 distributed 1,958,355 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. On November 14, 2023, the Family Trust under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd. 8/29/18 distributed 1,211,193 shares of the Issuer's Common Stock to KCP LLC. The Reporting Person and Susan Y. Kim are the managers of KCP LLC. On November 14, 2023, the Family Trust Under the Susan Y. Kim 2012 Irrevocable Trust Agreement dtd. 7/26/12 (the "SYK 2012 Family Trust") distributed 3,341,120 shares of the Issuer's Common Stock to KCP LLC. Because the Reporting Person and Susan Y. Kim are the managers of KCP LLC and co-trustees of the SYK 2012 Family Trust, such distribution was a mere change in the form of ownership and is being voluntarily reported by the Reporting Person on this Form 4. The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person. (11)The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose. /s/ Brian D. Short, Attorney-in-Fact for John T. Kim 2023-11-16