0001209191-23-043876.txt : 20230731
0001209191-23-043876.hdr.sgml : 20230731
20230731180015
ACCESSION NUMBER: 0001209191-23-043876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230727
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM SUSAN Y
CENTRAL INDEX KEY: 0001158922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 231128830
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-07-27
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158922
KIM SUSAN Y
C/O SIANA CARR O'CONNOR & LYNAM
1500 EAST LANCASTER AVENUE
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (6)
0
Common Stock
2023-07-27
4
G
0
498232
0.00
D
0
I
By John T. Kim 2018 GRAT dtd. 2/6/18
Common Stock
2023-07-27
4
G
0
498232
0.00
A
7759730
I
By trusts (excl. GRATs)
Common Stock
7766234
D
Common Stock
5117004
I
By James J. Kim 2023 GRAT dtd. 4/26/23
Common Stock
3278001
I
By Agnes C. Kim 2023 GRAT dtd. 4/26/23
Common Stock
1867747
I
By James J. Kim 2021 GRAT dtd. 12/15/21
Common Stock
2660840
I
By Agnes C. Kim 2020-1 GRAT dtd. 12/16/20
Common Stock
3338298
I
By own GRATs
Common Stock
19484809
I
By Sujochil, LP
Common Stock
2478325
I
By Sujoda Investments, LP
Common Stock
8200000
I
By LLCs treated as corporations
On July 27, 2023, the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18 (the "JTK Trust") transferred 498,232 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Family Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18 (the "Family Trust"). John T. Kim and Susan Y. Kim are co-trustees of the JTK Trust and the Family Trust.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 7,759,730 shares of the Issuer's Common Stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 12,923,592 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,338,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,
(Continued from Footnote 3) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in Footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's common stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.
(6) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.
/s/ Brian D. Short, Attorney-in-Fact for Susan Y. Kim
2023-07-31