0001209191-23-024871.txt : 20230419
0001209191-23-024871.hdr.sgml : 20230419
20230419172322
ACCESSION NUMBER: 0001209191-23-024871
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230417
FILED AS OF DATE: 20230419
DATE AS OF CHANGE: 20230419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rutten Guillaume Marie Jean
CENTRAL INDEX KEY: 0001596796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 23830826
MAIL ADDRESS:
STREET 1: 1900 S. PRICE ROAD
CITY: CHANDLER
STATE: AZ
ZIP: 85286
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-04-17
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001596796
Rutten Guillaume Marie Jean
2045 EAST INNOVATION CIRCLE
TEMPE
AZ
85284
1
1
0
0
President and CEO
0
Common Stock
2023-04-17
4
M
0
5000
9.48
A
139808
D
Common Stock
2023-04-17
4
M
0
10000
14.17
A
149808
D
Common Stock
2023-04-17
4
S
0
30000
23.92
D
119808
D
Employee Stock Option (Right-to-Buy)
9.48
2023-04-17
4
M
0
5000
0.00
D
2020-02-15
2029-02-15
Common Stock
5000
10265
D
Employee Stock Option (Right-to-Buy)
14.17
2023-04-17
4
M
0
10000
0.00
D
2020-10-30
2030-07-30
Common Stock
10000
102500
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.53 to $24.11. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.
This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Option Grant Date.
Mark N. Rogers, Attorney-in-Fact for Guillaume Marie Jean Rutten
2023-04-19