0001209191-23-012923.txt : 20230224
0001209191-23-012923.hdr.sgml : 20230224
20230224192004
ACCESSION NUMBER: 0001209191-23-012923
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230222
FILED AS OF DATE: 20230224
DATE AS OF CHANGE: 20230224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM JAMES J
CENTRAL INDEX KEY: 0001158839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 23669462
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-22
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158839
KIM JAMES J
C/O SIANA CARR O'CONNOR & LYNAM
1500 EAST LANCASTER AVENUE
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (12)
Common Stock
2023-02-22
5
J
0
E
384000
25.28
A
3584499
D
Common Stock
2023-02-22
5
J
0
E
384000
25.28
A
3968499
D
Common Stock
2023-02-22
5
J
0
E
384000
25.28
A
4352499
D
Common Stock
2023-02-22
5
J
0
E
384000
25.28
A
4736499
D
Common Stock
2023-02-22
5
J
0
E
384000
25.28
A
5120499
D
Common Stock
2023-02-22
4
A
0
59477
0.00
A
5179976
D
Common Stock
2023-02-22
4
F
0
25267
25.28
D
5154709
D
Common Stock
2023-02-24
4
M
0
2599
0.00
A
5157308
D
Common Stock
2023-02-24
4
F
0
1053
25.27
D
5156255
D
Common Stock
3278001
I
By spouse
Common Stock
49594980
I
By 915 Investments, LP
Common Stock
1957350
I
By John T. Kim G-S Trust dtd. 12/11/12
Common Stock
7828682
I
By John T. Kim Family Trust U/A dtd. 12/11/12
Common Stock
1379943
I
By Susan Y. Kim 2018-1 GRAT dtd. 8/29/18
Common Stock
2298355
I
By Susan Y. Kim 2020-1 GRAT dtd. 4/1/20
Common Stock
164678
I
By self as Trustee of Trust U/A dtd. 12/11/12
Common Stock
2985370
I
By self as Trustee of own GRATs
Restricted Stock Units
0.00
2023-02-24
4
M
0
2599
0.00
D
Common Stock
2599
8149
D
On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Alexandra Kim Panichello dated 12/24/92 sold 384,000 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and is voluntarily reported.
On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Allyson Lee Kim dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Dylan James Panichello dated 10/15/01 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim for Jacqueline Mary Panichello dated 10/3/94 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
On February 22, 2023, the Irrevocable Deed of Trust of James J. Kim, Settlor, FBO Jason Lee Kim dated 11/17/03 sold 384,000 shares of the Issuer's Common Stock to the Reporting Person in full payment of the principal and accrued interest of a note payable to the Reporting Person by such trust. This transaction is exempt pursuant to Section 16 and is voluntarily reported.
This Form 4 reports the vesting on February 22, 2023, of 59,477 shares of the Issuer's Common Stock underlying performance-vested restricted stock units ("PSUs") granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Second Amended and Restated 2007 Equity Incentive Plan, as amended, and the related award agreement. The PSUs vested based on the attainment of a basic cumulative earnings per share performance goal over a two-year performance period beginning January 1, 2021 and ending on December 31, 2022.
The transaction represents shares of the Issuer's Common Stock withheld by the Issuer in connection with the vesting of PSUs to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.
On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 10,748 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's Common Stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.
The transaction represents shares withheld by the Issuer in connection with the vesting of certain RSUs granted to the Reporting Person on the RSU Grant Date. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
The Reporting Person is (i) a trustee of trusts for the benefit of his immediate family members which own 13,464,330 shares of the Issuer's Common Stock, (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock, (iii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 2,985,370 shares of the Issuer's Common Stock and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
(12) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.
Mark N. Rogers, Attorney-in-Fact for James J. Kim
2023-02-24