0001209191-22-062353.txt : 20221221
0001209191-22-062353.hdr.sgml : 20221221
20221221171110
ACCESSION NUMBER: 0001209191-22-062353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221219
FILED AS OF DATE: 20221221
DATE AS OF CHANGE: 20221221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM JAMES J
CENTRAL INDEX KEY: 0001158839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 221479067
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-19
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158839
KIM JAMES J
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE,
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (5)
Common Stock
2022-12-19
4
M
0
93
0.00
A
2713443
D
Common Stock
2022-12-19
4
F
0
93
24.47
D
2713350
D
Common Stock
2022-12-19
4
M
0
88
0.00
A
2713438
D
Common Stock
2022-12-19
4
F
0
88
24.47
D
2713350
D
Common Stock
1379943
I
By Susan Y. Kim 2018-1 GRAT dtd. 8/29/18
Common Stock
3470970
I
By self as Trustee of own GRATs
Common Stock
49594980
I
By 915 Investments, LP
Common Stock
1957350
I
By John T. Kim G-S Trust dtd. 12/11/12
Common Stock
7828682
I
By John T. Kim Family Trust U/A dtd. 12/11/12
Common Stock
2298355
I
By Susan Y. Kim 2020-1 GRAT dtd. 4/1/20
Common Stock
2610776
I
By Spouse
Common Stock
164678
I
By self as Trustee of Trust U/A dtd. 12/11/12
Restricted Stock Units
2022-12-19
4
M
0
93
0.00
D
Common Stock
93
8076
D
Restricted Stock Units
2022-12-19
4
M
0
88
0.00
D
Common Stock
88
10660
D
The reported transaction involved the withholding of 93 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") issuable upon the early vesting of an equal number of restricted stock units ("RSUs") to pay income taxes associated with the Reporting Person becoming retirement eligible.
The reported transaction involved the withholding of 88 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay income taxes associated with the Reporting Person becoming retirement eligible.
The Reporting Person is (i) a trustee of trusts for the benefit of his immediate family members which own 13,464,330 shares of the Issuer's Common Stock, (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which limited liability company holds 164,678 shares of the Issuer's Common stock, (iii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 3,470,970 shares of the Issuer's Common Stock and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
(5) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.
Mark N. Rogers, Attorney-in-Fact for James J. Kim
2022-12-21