0001209191-22-039866.txt : 20220629
0001209191-22-039866.hdr.sgml : 20220629
20220629195354
ACCESSION NUMBER: 0001209191-22-039866
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220623
FILED AS OF DATE: 20220629
DATE AS OF CHANGE: 20220629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM SUSAN Y
CENTRAL INDEX KEY: 0001158922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 221056138
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-23
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158922
KIM SUSAN Y
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE,
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (6)
Common Stock
5375484
D
Common Stock
2022-06-23
5
G
0
E
274900
0.00
D
753232
I
By John T. Kim GRAT dtd 2/6/18
Common Stock
3328065
I
By Agnes C. Kim GRAT dtd 12/16/20
Common Stock
1401123
I
By James J. Kim GRAT dtd 4/1/20
Common Stock
2675911
I
By James J. Kim GRAT dtd 9/10/19
Common Stock
2353347
I
By James J. Kim GRAT dtd 12/15/21
Common Stock
4224548
I
By Susan Y. Kim GRATs
Common Stock
9181498
I
By trusts (excl. GRATs)
Common Stock
19484809
I
By Sujochil, LP
Common Stock
2478325
I
By Sujoda Investments, LP
Common Stock
8200000
I
By LLCs treated as Corporations
Restricted Stock Units
Common Stock
8706
D
Restricted Stock Units
2022-06-27
4
A
0
24.5516
0.00
A
Common Stock
24.5516
8730.5516
D
As previously reported in a Form 4 filed by the Reporting Person on May 19, 2022 (the "Original Form 4"), 8,706 shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "RSUs") were granted to the Reporting Person on May 17, 2022. Pursuant to the award agreement for the RSUs, dividend equivalent units ("DEUs") accrue with respect to the RSUs when and as dividends are paid on the Issuer's common stock. In the Original Form 4, the RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the RSUs and reflects the proper number of RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
On June 23, 2022, the John T. Kim 2018 Irrevocable Trust dated February 6, 2018 distributed 274,900 shares of the Issuer's common stock to John T. Kim. The Reporting Person is a trustee of the trust. John T. Kim and the Reporting Person are brother and sister.
The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATS")) which own 9,181,498 shares of the Issuer's common stock, (ii) a trustee of GRATS created by members of her immediate family which own 10,511,678 shares of the Issuer's common stock, (iii) a trustee of GRATS of which she was the settlor and is the sole annuitant which own 4,224,548 shares of the Issuer's common stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's common stock, (v) a manager of limited liability companies ("LLCs") being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which own 8,200,000 shares of the Issuer's common stock, and (vi) a manager of an LLC being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's common stock.
Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 or for any other purpose.
Represents DEUs accrued with respect to the RSUs upon the Issuer's payment of a dividend on June 27, 2022. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.
(6) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group for the purpose of Section 16 or for any other purpose.
Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim
2022-06-29