0001209191-22-036541.txt : 20220613 0001209191-22-036541.hdr.sgml : 20220613 20220613210201 ACCESSION NUMBER: 0001209191-22-036541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faust Megan CENTRAL INDEX KEY: 0001684564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 221013243 MAIL ADDRESS: STREET 1: 2045 E INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-09 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001684564 Faust Megan 2045 E INNOVATION CIRCLE TEMPE AZ 85284 0 1 0 0 CFO Common Stock 2022-06-09 4 M 0 6000 9.48 A 14512 D Common Stock 2022-06-09 4 S 0 6000 19.90 D 8512 D Employee Stock Option (Right-to-Buy) 9.48 2022-06-09 4 M 0 6000 0.00 D 2020-02-15 2029-02-15 Common Stock 6000 118500 D Restricted Stock Units Common Stock 13972 D Restricted Stock Units Common Stock 5718 D As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original 2022 Form 4"), shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "2022 RSUs") were granted to the Reporting Person on February 24, 2022. In the Original 2022 Form 4, the 2022 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2022 RSUs and reflects the proper number of 2022 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4. As previously reported in a Form 4 filed by the Reporting Person on February 18, 2021 (the "Original 2021 Form 4"), shares of the Issuer's common stock underlying time-vested restricted stock units (the "2021 RSUs") were granted to the Reporting Person on February 11, 2021. In the Original 2021 Form 4 and in subsequent Form 4s filed by the Reporting Person, the 2021 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2021 RSUs and reflects the proper number of 2021 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2022. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.80 to $20.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. This stock option (the "Option") to acquire 150,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date. Mark N. Rogers, Attorney-in-Fact for Megan Faust 2022-06-13