0001209191-22-030649.txt : 20220519
0001209191-22-030649.hdr.sgml : 20220519
20220519172115
ACCESSION NUMBER: 0001209191-22-030649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220517
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM SUSAN Y
CENTRAL INDEX KEY: 0001158922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 22944224
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-17
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158922
KIM SUSAN Y
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE,
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (5)
Common Stock
2022-05-17
4
A
0
8706
0.00
A
5384190
D
Common Stock
3328065
I
By Agnes C. Kim GRAT dtd 12/16/20
Common Stock
1028132
I
By John T. Kim GRAT dtd 2/6/18
Common Stock
1401123
I
By James J. Kim GRAT dtd 4/1/20
Common Stock
2675911
I
By James J. Kim GRAT dtd 9/10/19
Common Stock
2353347
I
By James J. Kim GRAT dtd 12/15/21
Common Stock
4224548
I
By Susan Y. Kim GRATs
Common Stock
9181498
I
By trusts (excl. GRATs)
Common Stock
19484809
I
By Sujochil, LP
Common Stock
2478325
I
By Sujoda Investments, LP
Common Stock
8200000
I
By LLCs treated as Corporations
Represents shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units granted on May 17, 2022 (the "Grant Date") pursuant to the Issuer's Equity Incentive Plan (the "RSUs"). Subject to the terms and conditions of the applicable award agreement, the RSUs will vest in full on the earlier of the first anniversary of the Grant Date or the date of the Issuer's first annual meeting of the stockholders immediately following the Grant Date. The RSUs were awarded for no consideration other than the Reporting Person's service as a director of the Issuer.
The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts created by members of her immediate family which own 10,786,578 shares of the Issuer's Common Stock, (iii) a trustee of grantor retained annuity trusts of which she was the settlor and is the sole annuitant which own 4,224,548 shares of the Issuer's Common stock, (iv) a general partner of a limited partnership which owns 19,484,809 shares of the Issuer's Common Stock, (v) a manager of limited liability companies being treated as corporations for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"),
(Continued from Footnote 2) which own 8,200,00 shares of the Issuer's Common Stock and (vi) a manager of a manager-managed limited liability company being treated as a limited partnership for purposes of Section 16 which owns 2,478,325 shares of the Issuer's Common Stock.
Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
5. The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.
Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim
2022-05-19