0001209191-21-056901.txt : 20210920 0001209191-21-056901.hdr.sgml : 20210920 20210920170240 ACCESSION NUMBER: 0001209191-21-056901 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210916 FILED AS OF DATE: 20210920 DATE AS OF CHANGE: 20210920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faust Megan CENTRAL INDEX KEY: 0001684564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 211263880 MAIL ADDRESS: STREET 1: 2045 E INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-16 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001684564 Faust Megan 2045 E INNOVATION CIRCLE TEMPE AZ 85284 0 1 0 0 CFO Common Stock 2021-09-16 4 M 0 4500 8.88 A 19344 D Common Stock 2021-09-16 4 M 0 500 9.48 A 19844 D Common Stock 2021-09-16 4 S 0 5000 28.63 D 14844 D Employee Stock Option (Right-to-Buy) 8.88 2021-09-16 4 M 0 4500 0.00 D 2017-09-12 2026-09-12 Common Stock 4500 0 D Employee Stock Option (right-to-Buy) 9.48 2021-09-16 4 M 0 500 0.00 D 2020-02-15 2029-02-15 Common Stock 500 149500 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2021. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.45 to $28.73.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. This stock option (the "2016 Option") to acquire 75,000 shares of the Issuer's common stock (the "2016 Option Shares") was granted on September 12, 2016 (the "2016 Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2016 Option Shares, on the first anniversary of the 2016 Grant Date; and (ii) with respect to the remainder of the 2016 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2016 Option became vested on the fourth anniversary of the 2016 Grant Date. This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date. Mark N. Rogers, Attorney-in-Fact for Megan Faust 2021-09-20