0001209191-21-056901.txt : 20210920
0001209191-21-056901.hdr.sgml : 20210920
20210920170240
ACCESSION NUMBER: 0001209191-21-056901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210916
FILED AS OF DATE: 20210920
DATE AS OF CHANGE: 20210920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Faust Megan
CENTRAL INDEX KEY: 0001684564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 211263880
MAIL ADDRESS:
STREET 1: 2045 E INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-16
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001684564
Faust Megan
2045 E INNOVATION CIRCLE
TEMPE
AZ
85284
0
1
0
0
CFO
Common Stock
2021-09-16
4
M
0
4500
8.88
A
19344
D
Common Stock
2021-09-16
4
M
0
500
9.48
A
19844
D
Common Stock
2021-09-16
4
S
0
5000
28.63
D
14844
D
Employee Stock Option (Right-to-Buy)
8.88
2021-09-16
4
M
0
4500
0.00
D
2017-09-12
2026-09-12
Common Stock
4500
0
D
Employee Stock Option (right-to-Buy)
9.48
2021-09-16
4
M
0
500
0.00
D
2020-02-15
2029-02-15
Common Stock
500
149500
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2021.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.45 to $28.73.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
This stock option (the "2016 Option") to acquire 75,000 shares of the Issuer's common stock (the "2016 Option Shares") was granted on September 12, 2016 (the "2016 Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2016 Option Shares, on the first anniversary of the 2016 Grant Date; and (ii) with respect to the remainder of the 2016 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2016 Option became vested on the fourth anniversary of the 2016 Grant Date.
This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.
Mark N. Rogers, Attorney-in-Fact for Megan Faust
2021-09-20