UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Amkor Technology, Inc.
(Exact name of the registrant as specified in its charter)
Delaware | 000-29472 | |
(State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
2045 East Innovation Circle, Tempe, AZ | 85284 | |
(Address of principal executive offices) | (Zip Code) |
Mark N. Rogers (480) 821-5000
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check | the appropriate box to indicate the rule pursuant to which this form is being filed: |
☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021. |
☐ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended . |
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
Conflict Minerals Disclosure
This Specialized Disclosure Report on Securities and Exchange Commission (SEC) Form SD (this Form SD) is filed pursuant to Section 13(p) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and Rule 13p-1 thereunder, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 13(p) of the Exchange Act, Rule 13p-1 thereunder, and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act collectively, the Conflict Minerals Regulations). Pursuant to the Conflict Minerals Regulations, Amkor Technology, Inc. (the Company) conducted a good faith Reasonable Country of Origin Inquiry in 2021 (the RCOI) on the sources of its Conflict Minerals (as defined in the Conflict Minerals Regulations) to determine whether the Conflict Minerals used when performing the Companys semiconductor packaging services originated from the Democratic Republic of the Congo or an adjoining country (the Covered Countries) or are from recycled or scrap sources.
The Company conducted the RCOI with its direct suppliers using the Conflict Minerals Reporting Template (CMRT), a supply chain survey tool provided by the Responsible Minerals Initiative (RMI), an industry group that works to address Conflict Minerals issues within supply chains. The CMRT requests direct suppliers to identify the smelters, refiners, and countries of origin of the Conflict Minerals in their products. The Company relied primarily on responses received from its direct suppliers and information provided by the RMI to identify sources of the Conflict Minerals used by the Company.
Based on the responses to the Companys RCOI, the Company knows or has reason to believe that a portion of the Conflict Minerals used by the Company originated or may have originated from the Covered Countries or may not be solely from recycled or scrap sources.
In accordance with the Conflict Minerals Regulations, the Companys Conflict Minerals Report for the year ended December 31, 2021 (the CMR) is attached to this Form SD as Exhibit 1.01 and is incorporated into this Form SD by reference. Both reports are available on our website under the heading Financial Information > SEC Filings at https://ir.amkor.com. This Form SD and Exhibit 1.01 contain references to the Companys website. The information on the Companys website is not incorporated by reference into this Form SD or the CMR, nor are they deemed filed with the SEC pursuant to the Exchange Act or the Securities Act of 1933, as amended.
Item 1.02 Exhibit
Information concerning Conflict Minerals required by the Conflict Minerals Regulations is included in Exhibit 1.01 to this Form SD.
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Section 2 - Resource Extraction Issuer Disclosure
Item 2.01 Resource Extraction Issuer Disclosure and Report
Not applicable.
Section 3 - Exhibits
Item 3.01 Exhibits
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Amkor Technology, Inc. |
(Registrant) |
/s/ Mark N. Rogers | May 20, 2022 | |||
Mark N. Rogers, Executive Vice President, General Counsel, and Corporate Secretary | Date |
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Exhibit 1.01
Conflict Minerals Report of Amkor Technology, Inc.
This Conflict Minerals Report for the year ended December 31, 2021 (this Report) of Amkor Technology, Inc. (the Company, Amkor, we, or us) contains forward-looking statements within the meaning of the federal securities laws. You are cautioned not to place undue reliance on forward-looking statements, which are often characterized by terminology such as may, will, should, expects, plans, anticipates, believes, estimates, predicts, potential, continue, or intend, by the negative of these terms or other comparable terminology, or by discussions of strategy, plans, or intentions. These forward-looking statements include risks, uncertainties, assumptions, and other factors, including, among other things, our customers requirements to use certain suppliers, our suppliers responsiveness and cooperation with our due diligence efforts, our ability to implement improvements in our Conflict Minerals (as defined below) program, changes to the sourcing status of smelters and refiners in our supply chain, and our ability to identify and mitigate related risks in our supply chain, that could affect future results or cause actual results and events to differ materially from historical and expected results and those expressed or implied in the forward-looking statements. Other important risk factors that could affect the outcome of the events set forth in these statements and that could affect our operating results and financial condition are discussed in the Companys Annual Report on Form 10-K for the year ended December 31, 2021 (the Form 10-K) and in the Companys subsequent reports filed with or furnished to the Securities and Exchange Commission (SEC) prior to or after the date hereof. You should carefully consider the trends, risks, and uncertainties described in this Report, the Form 10-K, and other reports filed with or furnished to the SEC before making any investment decision with respect to our securities. If any of the trends, risks, or uncertainties described in this Report or elsewhere in our SEC reports actually occurs or continues, our business, financial condition, or operating results could be materially adversely affected, the trading prices of our securities could decline, and you could lose part or all of your investment. All forward-looking statements in this Report are made based on our current expectations, forecasts, estimates, and assumptions. Amkor undertakes no obligation to review or update any forward-looking statements to reflect events or circumstances occurring after the date of this Report except as may be required by law. All forward-looking statements attributable to us or persons acting on our behalf are expressly qualified in their entirety by this cautionary statement.
This Report was prepared in accordance with Section 13(p) of the Securities Exchange Act of 1934, as amended (the Exchange Act), and Rule 13p-1 thereunder, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 13(p) of the Exchange Act, Rule 13p-1 thereunder, and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act collectively, the Conflict Minerals Regulations).
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Business Overview
Amkor is one of the worlds leading providers of outsourced semiconductor packaging and test services. Our packaging and test services are designed to meet application and chip specific requirements including: the required type of interconnect technology; size; thickness; and electrical, mechanical, and thermal performance. Some of the materials we use when providing packaging services contain tantalum, tin, tungsten, or gold (collectively, Conflict Minerals). Test services involve checking that a packaged die meets its design and performance specifications and do not involve the use of Conflict Minerals.
The supply chain that provides us with Conflict Minerals is divided into upstream and downstream entities. An upstream entity is between the mine of origin and the smelter or refiner and includes miners, local traders, exporters from the country of mineral origin, international concentrate traders, mineral processors, smelters, and refiners. A downstream entity is between the smelter or refiner and the retailer and includes metal traders and exchanges, component manufacturers, product manufacturers, original equipment manufacturers, and retailers.
Amkor is a downstream entity and is typically several tiers removed from the smelter or refiner and mineral origin. We have limited visibility beyond our direct suppliers to entities within the supply chain. Therefore, we rely principally on our direct suppliers to provide us with sourcing information.
Due Diligence Overview
We undertook due diligence on the source and chain of custody of the Conflict Minerals we use when providing packaging services using tools and relying on information provided by the Responsible Minerals Initiative (the RMI), an industry group that works to address Conflict Minerals issues within supply chains. One RMI tool we used as part of our due diligence was the Conflict Minerals Reporting Template (CMRT), which facilitates the collection of information on the source of Conflict Minerals. We also relied on information from the Responsible Minerals Assurance Process (RMAP), a voluntary initiative managed by the RMI, in which an independent third party validates the Conflict Minerals management procedures of a smelter or refiner to determine, with reasonable confidence, that the minerals it processes were sourced responsibly. If a smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the RMAP assessment, they are designated by the RMI as Active. Upon completion of a successful audit, the smelter or refiner is designated by the RMI as Conformant.
Due Diligence Design
We designed our due diligence to conform to an internationally recognized due diligence framework, the Organisation for Economic Co-operation and Development (OECD), Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, and related supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the OECD Framework).
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Due Diligence Performed
The OECD Framework provides a five-step outline for risk-based due diligence in the mineral supply chain. Using the OECD Framework, we list below the actions taken to exercise due diligence on the source of Conflict Minerals we used when providing packaging services.
Step 1 - Establish Strong Management Systems
| Adopted and revised as needed our Responsible Minerals Sourcing Policy, which states our goal to source Conflict Minerals responsibly and is located on the About Us tab of www.amkor.com, under Social Responsibility. |
| Maintained an internal team to implement our Responsible Minerals Sourcing Policy, which includes members from the Procurement, Legal, and Quality Assurance teams, and reported program activities to Executive Management. |
| Updated processes and procedures as appropriate to meet the requirements of our Responsible Minerals Sourcing Policy. |
| Enforced the requirement that our direct suppliers undertake due diligence to achieve a conformant supply chain. |
| Maintained our record retention practice for records related to the sourcing of Conflict Minerals. |
| Continued our existing grievance system where suppliers can raise a question or make a report on ethical or legal issues, including issues relating to Conflict Minerals. |
Step 2 - Identify and Assess Risks in the Supply Chain
| Conducted a supply chain survey of our direct suppliers of Conflict Minerals using the CMRT to identify the smelters, refiners, and/or mines of origin of Conflict Minerals. |
| Compared smelters, refiners, and/or mines of origin identified by our direct suppliers against the list of smelters, refiners, and mineral sourcing information that have received a Conformant designation by the RMAP. |
| Performed reviews of select suppliers to evaluate the reasonableness of responses received and alignment with the OECD Framework. |
Step 3 - Design and Implement a Strategy to Respond to Identified Risks
| Updated our annual risk management plan designed to mitigate the risk that our direct suppliers do not meet our expectations to achieve a conformant supply chain. |
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| Conducted training and communicated periodically with our direct suppliers to increase awareness of our goal to achieve a conformant supply chain and to reduce the risk of inaccurate information received from our suppliers. |
| Contacted a portion of smelters and refiners within our supply chain to encourage them to maintain their participation in the RMAP or industry equivalent. Our outreach efforts included in person training and meetings with select smelters and industry associations. |
| Reported information on the source and chain of custody of Conflict Minerals in our supply chain to Executive Management. |
Step 4 - Carry Out Independent Third-party Audits of Smelters/Refiners Due Diligence Practices
| Maintained our membership in the RMI, an industry group that has implemented the RMAP to carry out independent third-party audits of a smelters or refiners Conflict Minerals management practices. As a member, we have relied on the results of the RMAP to provide smelter, refiner, and mineral sourcing information on the Conflict Minerals we used when providing packaging services. |
Step 5 - Report Annually on Supply Chain Due Diligence
| Published the results of our supply chain due diligence in our Form SD for the year ended December 31, 2021 and this Report, which are available on our website under the heading Financial Information > SEC Filings at https://ir.amkor.com. |
Due Diligence Results
The results of our due diligence indicate that the sources of Conflict Minerals are (1) from recycled or scrap materials, (2) from within the Democratic Republic of the Congo or adjoining countries (the Covered Countries), or (3) from outside the Covered Countries. We received responses from all our direct suppliers subject to our supply chain survey for 2021. Collectively, their responses identified 235 smelters and refiners within their supply chains as of December 31, 2021. As of December 31, 2021, the RMAP had designated 232 of those smelters and refiners as Conformant and three smelters as Active.
The following tables list the population of smelters, refiners, and origin of Conflict Minerals within our supply chain for 2021. Our efforts to determine this population are described above under the caption Due Diligence Performed. The information presented is derived from information provided by our direct suppliers and the RMI.
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Gold | 8853 S.p.A. | Italy | ||
Gold | Advanced Chemical Company | United States of America | ||
Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | ||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | ||
Gold | Argor-Heraeus S.A. | Switzerland | ||
Gold | Asahi Pretec Corp. | Japan | ||
Gold | Asahi Refining Canada Ltd. | Canada | ||
Gold | Asahi Refining USA Inc. | United States of America | ||
Gold | Asaka Riken Co., Ltd. | Japan | ||
Gold | Aurubis AG | Germany | ||
Gold | Bangalore Refinery | India | ||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
Gold | Boliden AB | Sweden | ||
Gold | C. Hafner GmbH + Co. KG | Germany | ||
Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||
Gold | Cendres + Metaux S.A. | Switzerland | ||
Gold | Chimet S.p.A. | Italy | ||
Gold | Chugai Mining | Japan | ||
Gold | Dowa | Japan | ||
Gold | DSC (Do Sung Corporation) | Korea, Republic Of | ||
Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | ||
Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | ||
Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | ||
Gold | Emirates Gold DMCC | United Arab Emirates | ||
Gold | Geib Refining Corporation | United States of America | ||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||
Gold | Heimerle + Meule GmbH | Germany | ||
Gold | Heraeus Germany GmbH Co. KG | Germany | ||
Gold | Heraeus Metals Hong Kong Ltd. | China | ||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
Gold | Istanbul Gold Refinery | Turkey | ||
Gold | Italpreziosi | Italy | ||
Gold | Japan Mint | Japan | ||
Gold | Jiangxi Copper Co., Ltd. | China | ||
Gold | JSC Novosibirsk Refinery** | Russian Federation |
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Gold | JSC Uralelectromed** | Russian Federation | ||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
Gold | Kazzinc | Kazakhstan | ||
Gold | Kennecott Utah Copper LLC | United States of America | ||
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | ||
Gold | Kojima Chemicals Co., Ltd. | Japan | ||
Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | ||
Gold | LOrfebre S.A. | Andorra | ||
Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | ||
Gold | LT Metal Ltd. | Korea, Republic Of | ||
Gold | Marsam Metals | Brazil | ||
Gold | Materion | United States of America | ||
Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | ||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
Gold | Metalor Technologies S.A. | Switzerland | ||
Gold | Metalor USA Refining Corporation | United States of America | ||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | ||
Gold | Mitsubishi Materials Corporation | Japan | ||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
Gold | Moscow Special Alloys Processing Plant** | Russian Federation | ||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
Gold | NH Recytech Company | Korea, Republic Of | ||
Gold | Nihon Material Co., Ltd. | Japan | ||
Gold | Ogussa Osterreichische Gold- und Silber- Scheideanstalt GmbH | Austria | ||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
Gold | OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet)** | Russian Federation | ||
Gold | PAMP S.A. | Switzerland | ||
Gold | Planta Recuperadora de Metales SpA | Chile | ||
Gold | Prioksky Plant of Non-Ferrous Metals** | Russian Federation | ||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
Gold | PX Precinox S.A. | Switzerland | ||
Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
Gold | REMONDIS PMR B.V. | Netherlands | ||
Gold | Royal Canadian Mint | Canada |
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Gold | SAAMP | France | ||
Gold | Safimet S.p.A | Italy | ||
Gold | SAFINA A.S. | Czechia | ||
Gold | Samduck Precious Metals | Korea, Republic Of | ||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||
Gold | Shandong Gold Smelting Co., Ltd. | China | ||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | ||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals** | Russian Federation | ||
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | ||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | ||
Gold | T.C.A S.p.A | Italy | ||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
Gold | Tokuriki Honten Co., Ltd. | Japan | ||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | ||
Gold | Torecom | Korea, Republic Of | ||
Gold | Umicore Precious Metals Thailand | Thailand | ||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
Gold | United Precious Metal Refining, Inc. | United States of America | ||
Gold | Valcambi S.A. | Switzerland | ||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||
Gold | WIELAND Edelmetalle GmbH | Germany | ||
Gold | Yamakin Co., Ltd. | Japan | ||
Gold | Yokohama Metal Co., Ltd. | Japan | ||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
Tantalum | D Block Metals, LLC | United States of America | ||
Tantalum | F&X Electro-Materials Ltd. | China | ||
Tantalum | FIR Metals & Resource Ltd. | China | ||
Tantalum | Global Advanced Metals Aizu | Japan | ||
Tantalum | Global Advanced Metals Boyertown | United States of America | ||
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | ||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
Tantalum | H.C. Starck Inc. | United States of America | ||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | Jiangxi Tuohong New Raw Material | China |
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | KEMET de Mexico | Mexico | ||
Tantalum | LSM Brasil S.A. | Brazil | ||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||
Tantalum | Mineracao Taboca S.A. | Brazil | ||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
Tantalum | NPM Silmet AS | Estonia | ||
Tantalum | QuantumClean | United States of America | ||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | ||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
Tantalum | Taki Chemical Co., Ltd. | Japan | ||
Tantalum | TANIOBIS Co., Ltd. | Thailand | ||
Tantalum | TANIOBIS GmbH | Germany | ||
Tantalum | TANIOBIS Japan Co., Ltd. | Japan | ||
Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | ||
Tantalum | Telex Metals | United States of America | ||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | ||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||
Tin | Alpha | United States of America | ||
Tin | Chenzhou Yun Xiang mining limited liability company | China | ||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||
Tin | China Tin Group Co., Ltd. | China | ||
Tin | CV Venus Inti Perkasa* | Indonesia | ||
Tin | Dowa | Japan | ||
Tin | EM Vinto | Bolivia (Plurinational State Of) | ||
Tin | Fenix Metals | Poland | ||
Tin | Gejiu Kai Meng Industry and Trade LLC** | China | ||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||
Tin | Jiangxi New Nanshan Technology Ltd. | China | ||
Tin | Luna Smelter, Ltd. | Rwanda | ||
Tin | Maanshan Weitai Tin Co., Ltd. | China | ||
Tin | Magnus Minerais Metais e Ligas Ltda. | Brazil |
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
Tin | Melt Metais e Ligas S.A.** | Brazil | ||
Tin | Metallic Resources, Inc. | United States of America | ||
Tin | Metallo Belgium N.V. | Belgium | ||
Tin | Metallo Belgium N.V. | Brazil | ||
Tin | Metallo Spain S.L.U. | Spain | ||
Tin | Mineracao Taboca S.A. | Brazil | ||
Tin | Minsur | Peru | ||
Tin | Mitsubishi Materials Corporation | Japan | ||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | ||
Tin | PT Artha Cipta Langgeng | Indonesia | ||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
Tin | PT Babel Surya Alam Lestari | Indonesia | ||
Tin | PT Bangka Serumpun | Indonesia | ||
Tin | PT Menara Cipta Mulia | Indonesia | ||
Tin | PT Mitra Stania Prima | Indonesia | ||
Tin | PT Mitra Sukses Globalindo* | Indonesia | ||
Tin | PT Prima Timah Utama | Indonesia | ||
Tin | PT Rajawali Rimba Perkasa | Indonesia | ||
Tin | PT Refined Bangka Tin | Indonesia | ||
Tin | PT Sariwiguna Binasentosa | Indonesia | ||
Tin | PT Stanindo Inti Perkasa | Indonesia | ||
Tin | PT Timah Nusantara* | Indonesia | ||
Tin | PT Timah Tbk Kundur | Indonesia | ||
Tin | PT Timah Tbk Mentok | Indonesia | ||
Tin | PT Tinindo Inter Nusa | Indonesia | ||
Tin | Resind Industria e Comercio Ltda. | Brazil | ||
Tin | Rui Da Hung | Taiwan, Province of China | ||
Tin | PT Babel Inti Perkasa | Indonesia | ||
Tin | Soft Metais Ltda. | Brazil | ||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | Vietnam | ||
Tin | Thaisarco | Thailand | ||
Tin | Tin Technology & Refining | United States of America | ||
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||
Tin | Yunnan Tin Company Limited | China | ||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd.** | China | ||
Tungsten | A.L.M.T. Corp. | Japan |
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Smelters and Refiners Processing Conflict Minerals
| ||||
Mineral |
Smelter and Refiner Name |
Country Location | ||
Tungsten | ACL Metais Eireli | Brazil | ||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
Tungsten | China Molybdenum Tungsten Co., Ltd. | China | ||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
Tungsten | Cronimet Brasil Ltda | Brazil | ||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | ||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
Tungsten | Global Tungsten & Powders Corp. | United States of America | ||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
Tungsten | H.C. Starck Tungsten GmbH | Germany | ||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
Tungsten | Hydrometallurg, JSC | Russian Federation | ||
Tungsten | Japan New Metals Co., Ltd. | Japan | ||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
Tungsten | Kennametal Fallon | United States of America | ||
Tungsten | Kennametal Huntsville | United States of America | ||
Tungsten | KGETS Co., Ltd. | Korea, Republic Of | ||
Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China | ||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
Tungsten | Masan High-Tech Materials | Vietnam | ||
Tungsten | Moliren Ltd. | Russian Federation | ||
Tungsten | Niagara Refining LLC | United States of America | ||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | ||
Tungsten | Unecha Refractory metals plant | Russian Federation | ||
Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China |
* | Denotes smelters and refiners that have been designated by the RMAP as Active as of December 31, 2021. |
** | The smelter/refiner has changed its conformance status since December 31, 2021. |
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Countries of Origin for Conflict Minerals, To the Extent Known
| ||||
Argentina | Guyana | Rwanda | ||
Australia | India | Sierra Leone | ||
Austria | Indonesia | South Africa | ||
Belgium | Japan | South Korea | ||
Bolivia (Plurinational State Of) | Laos | Spain | ||
Brazil | Madagascar | Sweden | ||
Burundi | Malaysia | Taiwan, Province of China | ||
Canada | Mexico | Tanzania | ||
China | Mongolia | Thailand | ||
Colombia | Mozambique | Uganda | ||
Congo, Democratic Republic of the | Myanmar | United Kingdom | ||
Cuba* | Namibia | United States of America | ||
Ethiopia | Nigeria | Uzbekistan | ||
France | Peru | Venezuela | ||
Germany | Philippines | Vietnam | ||
Ghana | Portugal | Zimbabwe | ||
Guinea | Russian Federation |
* | This country was identified in the aggregated list of potential countries of origin reported by RMI for the conformant smelters and refiners listed above. As Amkors direct suppliers generally provide smelter and refiner information at the company level, the aggregate information reported by RMI does not necessarily imply that minerals originating from this country are incorporated in the materials purchased by Amkor. |
Due Diligence Improvements
We plan to undertake the following steps in 2022 to build on our efforts to source Conflict Minerals responsibly:
| Continue engaging with our direct suppliers through periodic communications, training, and evaluation of the smelter and refiner data provided to us. |
| Maintain our efforts to identify the smelters and refiners within our supply chain by evaluating the information received from our direct suppliers and comparing it with updated information published by the RMI. |
| Contact a portion of our smelters and refiners directly to encourage them to maintain their participation in the RMAP or industry equivalent. |
| Continue our active involvement in the RMI and support industry efforts to improve the monitoring and reporting of supply chain activities. |
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