Delaware | 000-29472 | 23-1722724 | |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (IRS Employer Identification No.) | |
2045 East Innovation Circle, Tempe, AZ | 85284 | ||
(Address of principal executive offices) | (Zip Code) | ||
Gil C. Tily | (480) 821-5000 | ||
(Name and telephone number, including area code, of the person to contact in connection with this report) |
2 |
Amkor Technology, Inc. |
/s/ Gil C. Tily | May 29, 2019 | |
Gil C. Tily, Executive Vice President, Chief Administrative Officer, General Counsel and Corporate Secretary | Date |
3 |
1 |
• | Adopted and revised as needed our Conflict Minerals Policy, which states our goal to achieve a conformant supply chain and is located on the “About Us” tab of www.amkor.com, under “Social Responsibility”. |
2 |
• | Maintained an internal team to implement our Conflict Minerals Policy, which includes members from the Procurement, Legal, Internal Audit and Quality Assurance teams, and reported program activities to Executive Management. |
• | Updated processes and procedures as appropriate to meet the requirements of our Conflict Minerals Policy. |
• | Enforced the requirement that our direct suppliers undertake due diligence to achieve a conformant supply chain. |
• | Kept our retention practice for records related to the sourcing of Conflict Minerals. |
• | Continued our existing grievance system where suppliers can raise a question or make a report on ethical or legal issues, including issues relating to Conflict Minerals. |
• | Conducted a supply chain survey of our direct suppliers of Conflict Minerals using the CMRT to identify the smelters, refiners and/or mines of origin of Conflict Minerals. |
• | Compared smelters, refiners and/or mines of origin identified by our direct suppliers against the list of smelters, refiners and mineral sourcing information that have received a “Conformant” designation by the RMAP. |
• | Performed on-site reviews of select suppliers to evaluate the reasonableness of responses received and alignment with the OECD Framework. |
• | Updated our annual risk management plan designed to mitigate the risk that our direct suppliers do not meet our expectations to achieve a conformant supply chain. |
• | Conducted training and held periodic communications with our direct suppliers to increase awareness of our goal to achieve a conflict free supply chain and to reduce the risk of inaccurate information received from our suppliers. |
• | Contacted a portion of smelters and refiners within our supply chain to encourage them to maintain their participation in the RMAP or industry equivalent. Our outreach efforts included meetings with select smelters and industry associations. |
• | Reported information on the source and chain of custody of conflict minerals in our supply chain to Executive Management. |
3 |
• | Maintained our membership in the RMI an industry group that has implemented the RMAP to carry out independent Third-party Audits of a Smelter/Refiner’s Conflict Minerals Management Practices. As a member, we have relied on the results of the RMAP to provide smelter, refiner, and mineral sourcing information on the Conflict Minerals we used when providing packaging services. |
• | Published the results of our supply chain due diligence within our 2018 Form SD and Conflict Minerals Report, which is located on the “Investors” tab of www.amkor.com under “Financial Information à SEC Filings”. |
4 |
Smelters and Refiners Processing Conflict Minerals | ||
Mineral | Smelter and Refiner Name | Country Location |
Gold | Advanced Chemical Company | United States of America |
Gold | Aida Chemical Industries Co., Ltd. | Japan |
Gold | Al Etihad Gold LLC | United Arab Emirates |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany |
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil |
Gold | Argor-Heraeus S.A. | Switzerland |
Gold | Asahi Pretec Corp. | Japan |
Gold | Asahi Refining Canada Ltd. | Canada |
Gold | Asahi Refining USA Inc. | United States of America |
Gold | Asaka Riken Co., Ltd. | Japan |
Gold | AU Traders and Refiners | South Africa |
Gold | Aurubis AG | Germany |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines |
Gold | Boliden AB | Sweden |
Gold | C. Hafner GmbH + Co. KG | Germany |
Gold | CCR Refinery - Glencore Canada Corporation | Canada |
Gold | Cendres + Metaux S.A. | Switzerland |
Gold | Chimet S.p.A. | Italy |
Gold | Daejin Indus Co., Ltd. | Korea, Republic of |
Gold | DODUCO Contacts and Refining GmbH | Germany |
Gold | Dowa | Japan |
Gold | DSC (Do Sung Corporation) | Korea, Republic of |
Gold | Eco-System Recycling Co., Ltd. | Japan |
Gold | Emirates Gold DMCC | United Arab Emirates |
Gold | Geib Refining Corporation | United States of America |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China |
Gold | HeeSung Metal Ltd. | Korea, Republic of |
Gold | Heimerle + Meule GmbH | Germany |
Gold | Heraeus Metals Hong Kong Ltd. | China |
5 |
Smelters and Refiners Processing Conflict Minerals | ||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China |
Gold | Ishifuku Metal Industry Co., Ltd. | Japan |
Gold | Istanbul Gold Refinery | Turkey |
Gold | Italpreziosi | Italy |
Gold | Japan Mint | Japan |
Gold | Jiangxi Copper Co., Ltd. | China |
Gold | JSC Uralelectromed | Russia |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan |
Gold | Kazzinc | Kazakhstan |
Gold | Kennecott Utah Copper LLC | United States of America |
Gold | Kojima Chemicals Co., Ltd. | Japan |
Gold | Korea Zinc Co., Ltd. | Korea, Republic of |
Gold | Kyrgyzaltyn JSC | Kyrgyzstan |
Gold | L'Orfebre S.A. | Andorra |
Gold | LS-NIKKO Copper Inc. | Korea, Republic of |
Gold | Marsam Metals | Brazil |
Gold | Materion | United States of America |
Gold | Matsuda Sangyo Co., Ltd. | Japan |
Gold | Metalor Technologies (Hong Kong) Ltd. | China |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore |
Gold | Metalor Technologies (Suzhou) Ltd. | China |
Gold | Metalor Technologies S.A. | Switzerland |
Gold | Metalor USA Refining Corporation | United States of America |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico |
Gold | Mitsubishi Materials Corporation | Japan |
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan |
Gold | MMTC-PAMP India Pvt., Ltd. | India |
Gold | Moscow Special Alloys Processing Plant | Russia |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey |
Gold | Nihon Material Co., Ltd. | Japan |
6 |
Smelters and Refiners Processing Conflict Minerals | ||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria |
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russia |
Gold | OJSC Novosibirsk Refinery | Russia |
Gold | PAMP S.A. | Switzerland |
Gold | Planta Recuperadora de Metales SpA | Chile |
Gold | Prioksky Plant of Non-Ferrous Metals | Russia |
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia |
Gold | PX Precinox S.A. | Switzerland |
Gold | Rand Refinery (Pty) Ltd. | South Africa |
Gold | Remondis Argentia B.V. | Netherlands |
Gold | Royal Canadian Mint | Canada |
Gold | SAAMP | France |
Gold | Safimet S.p.A | Italy |
Gold | Samduck Precious Metals | Korea, Republic of |
Gold | SAXONIA Edelmetalle GmbH | Germany |
Gold | SEMPSA Joyeria Plateria S.A. | Spain |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China |
Gold | Singway Technology Co., Ltd. | Taiwan |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russia |
Gold | Solar Applied Materials Technology Corp. | Taiwan |
Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
Gold | SungEel HiMetal Co., Ltd. | Korea, Republic of |
Gold | T.C.A S.p.A | Italy |
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China |
Gold | Tokuriki Honten Co., Ltd. | Japan |
Gold | Torecom | Korea, Republic of |
Gold | Umicore Brasil Ltda. | Brazil |
7 |
Smelters and Refiners Processing Conflict Minerals | ||
Gold | Umicore Precious Metals Thailand | Thailand |
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium |
Gold | United Precious Metal Refining, Inc. | United States of America |
Gold | Valcambi S.A. | Switzerland |
Gold | Western Australian Mint (T/a The Perth Mint) | Australia |
Gold | WIELAND Edelmetalle GmbH | Germany |
Gold | Yamakin Co., Ltd. | Japan |
Gold | Yokohama Metal Co., Ltd. | Japan |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China |
Tantalum | Asaka Riken Co., Ltd. | Japan |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China |
Tantalum | D Block Metals, LLC | United States of America |
Tantalum | Exotech Inc. | United States of America |
Tantalum | F&X Electro-Materials Ltd. | China |
Tantalum | FIR Metals & Resource Ltd. | China |
Tantalum | Global Advanced Metals Aizu | Japan |
Tantalum | Global Advanced Metals Boyertown | United States of America |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China |
Tantalum | H.C. Starck Co., Ltd. | Thailand |
Tantalum | H.C. Starck Hermsdorf GmbH | Germany |
Tantalum | H.C. Starck Inc. | United States of America |
Tantalum | H.C. Starck Ltd. | Japan |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany |
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China |
Tantalum | Jiangxi Tuohong New Raw Material | China |
Tantalum | Jiujiang Janny New Material Co., Ltd. | China |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China |
Tantalum | Jiujiang Tanbre Co., Ltd. | China |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China |
8 |
Smelters and Refiners Processing Conflict Minerals | ||
Tantalum | KEMET Blue Metals | Mexico |
Tantalum | KEMET Blue Powder | United States of America |
Tantalum | LSM Brasil S.A. | Brazil |
Tantalum | Metallurgical Products India Pvt., Ltd. | India |
Tantalum | Mineracao Taboca S.A. | Brazil |
Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China |
Tantalum | NPM Silmet AS | Estonia |
Tantalum | Power Resources Ltd. | Macedonia |
Tantalum | QuantumClean | United States of America |
Tantalum | Resind Industria e Comercio Ltda. | Brazil |
Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | China |
Tantalum | Solikamsk Magnesium Works OAO | Russia |
Tantalum | Taki Chemical Co., Ltd. | Japan |
Tantalum | Telex Metals | United States of America |
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China |
Tin | Alpha | United States of America |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China |
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China |
Tin | China Tin Group Co., Ltd. | China |
Tin | CV Ayi Jaya | Indonesia |
Tin | CV Dua Sekawan | Indonesia |
Tin | CV Gita Pesona | Indonesia |
Tin | CV Tiga Sekawan | Indonesia |
Tin | CV United Smelting | Indonesia |
Tin | CV Venus Inti Perkasa | Indonesia |
Tin | Dowa | Japan |
Tin | EM Vinto | Bolivia |
Tin | Fenix Metals | Poland |
Tin | Gejiu Fengming Metallurgy Chemical Plant | China |
9 |
Smelters and Refiners Processing Conflict Minerals | ||
Tin | Gejiu Kai Meng Industry and Trade LLC | China |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China |
Tin | HuiChang Hill Tin Industry Co., Ltd. | China |
Tin | Huichang Jinshunda Tin Co., Ltd. | China |
Tin | Jiangxi New Nanshan Technology Ltd. | China |
Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil |
Tin | Malaysia Smelting Corporation (MSC) | Malaysia |
Tin | Melt Metais e Ligas S.A. | Brazil |
Tin | Metallic Resources, Inc. | United States of America |
Tin | Metallo Belgium N.V. | Belgium |
Tin | Metallo Spain S.L.U. | Spain |
Tin | Mineracao Taboca S.A. | Brazil |
Tin | Minsur | Peru |
Tin | Mitsubishi Materials Corporation | Japan |
Tin | Modeltech Sdn Bhd | Malaysia |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand |
Tin | O.M. Manufacturing Philippines, Inc. | Philippines |
Tin | Operaciones Metalurgical S.A. | Bolivia |
Tin | PT Aries Kencana Sejahtera | Indonesia |
Tin | PT Artha Cipta Langgeng | Indonesia |
Tin | PT ATD Makmur Mandiri Jaya | Indonesia |
Tin | PT Babel Inti Perkasa | Indonesia |
Tin | PT Bangka Prima Tin | Indonesia |
Tin | PT Bangka Serumpun | Indonesia |
Tin | PT Bangka Tin Industry | Indonesia |
Tin | PT Belitung Industri Sejahtera | Indonesia |
Tin | PT Bukit Timah | Indonesia |
Tin | PT DS Jaya Abadi | Indonesia |
Tin | PT Inti Stania Prima | Indonesia |
10 |
Smelters and Refiners Processing Conflict Minerals | ||
Tin | PT Karimun Mining | Indonesia |
Tin | PT Kijang Jaya Mandiri | Indonesia |
Tin | PT Menara Cipta Mulia | Indonesia |
Tin | PT Mitra Stania Prima | Indonesia |
Tin | PT Panca Mega Persada | Indonesia |
Tin | PT Premium Tin Indonesia | Indonesia |
Tin | PT Prima Timah Utama | Indonesia |
Tin | PT Refined Bangka Tin | Indonesia |
Tin | PT Sariwiguna Binasentosa | Indonesia |
Tin | PT Stanindo Inti Perkasa | Indonesia |
Tin | PT Sukses Inti Makmur | Indonesia |
Tin | PT Sumber Jaya Indah | Indonesia |
Tin | PT Timah (Persero) Tbk Kundur | Indonesia |
Tin | PT Timah (Persero) Tbk Mentok | Indonesia |
Tin | PT Tinindo Inter Nusa | Indonesia |
Tin | PT Tommy Utama | Indonesia |
Tin | Resind Industria e Comercio Ltda. | Brazil |
Tin | Rui Da Hung | Taiwan |
Tin | Soft Metais Ltda. | Brazil |
Tin | Thaisarco | Thailand |
Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China |
Tin | Yunnan Tin Company Limited | China |
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan |
Tungsten | ACL Metais Eireli | Brazil |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China |
11 |
Smelters and Refiners Processing Conflict Minerals | ||
Tungsten | Global Tungsten & Powders Corp. | United States of America |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China |
Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany |
Tungsten | H.C. Starck Tungsten GmbH | Germany |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China |
Tungsten | Hydrometallurg, JSC | Russia |
Tungsten | Japan New Metals Co., Ltd. | Japan |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China |
Tungsten | Kennametal Fallon | United States of America |
Tungsten | Kennametal Huntsville | United States of America |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China |
Tungsten | Moliren Ltd. | Russia |
Tungsten | Niagara Refining LLC | United States of America |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam |
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam |
Tungsten | Unecha Refractory metals plant | Russia |
Tungsten | Wolfram Bergbau und Hutten AG | Austria |
Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China |
Tungsten | Xiamen Tungsten Co., Ltd. | China |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China |
12 |
Smelters and Refiners Processing Conflict Minerals | ||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
13 |
Countries of Origin for Conflict Minerals, To the Extent Known | ||
Australia | Guyana | Portugal |
Austria | India | Russia |
Benin | Indonesia | Rwanda |
Bolivia | Laos | Sierra Leone |
Brazil | Madagascar | South Africa |
Burundi | Malaysia | Swaziland |
Chile | Mali | Taiwan |
China | Mauritania | Tanzania |
Colombia | Mongolia | Thailand |
Democratic Republic of the Congo | Mozambique | Togo |
Ecuador | Myanmar | Uganda |
Eritrea | Nicaragua | United Kingdom |
Ethiopia | Niger | United States of America |
Ghana | Nigeria | Venezuela |
Guinea | Peru |
• | Continue our engagement with our direct suppliers with periodic communications, training and evaluation of smelter and refiner data provided. |
• | Maintain our efforts to identify the smelters and refiners within our supply chain by evaluating the information received from our direct suppliers and comparing it with updated information published by the RMI. |
• | Contact a portion of our smelters and refiners directly to encourage them to maintain their participation in the RMAP or industry equivalent. |
• | Continue our active involvement in the RMI and support industry efforts to improve the monitoring and reporting of supply chain activities. |
14 |
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