-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R8kv2fNtsPxDYZYGM5Ck/CKxyR3CRX71xcIE6fBGSHJQbczEXDxwXfbeRkJPYpdx ToD0IHfyi7LqbHrVKFKpAA== 0001003550-98-000094.txt : 19981214 0001003550-98-000094.hdr.sgml : 19981214 ACCESSION NUMBER: 0001003550-98-000094 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980430 FILED AS OF DATE: 19981211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY INC CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 000-29472 FILM NUMBER: 98768020 BUSINESS ADDRESS: STREET 1: 1345 ENTERPRISE DR CITY: WEST CHESTER STATE: PA ZIP: 19380 BUSINESS PHONE: 6104319600 MAIL ADDRESS: STREET 1: 1345 ENTERPRISE DR CITY: WEST CHESTER STATE: PA ZIP: 19380 COMPANY DATA: COMPANY CONFORMED NAME: KILGANNON MEMMA S CENTRAL INDEX KEY: 0001066669 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 1345 ENTERPRISE DRIVE CITY: WEST CHESTER STATE: PA ZIP: 19038 MAIL ADDRESS: STREET 1: 1345 ENTERPRISE DR CITY: WEST CHESTER STATE: PA ZIP: 19038 3/A 1 AMEND. TO FORM 3 - STMT. OF BEN. OWNERSHIP --------------------- FORM 3 OMB Approval UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number:3235-0104 Washington, D.C. 20549 Expires: September 30, 1998 INIIAL STATEMENT OF BENEFICIAL Estimated average burden OWNERSHIP OF SECURITIES hours per response: 0.5 --------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) - -------------------------------------------------------------------------------------------------------- 1. Name and Address of 2. Date of Event 4. Issuer Name and Ticker 6. If Amendment, Date of Original Reporting Person* Requiring Statement or Trading Symbol (Month/Day/Year) (Month/Day/Year) Amkor Technology, Inc. (AMKR) Amendment for Kim Susan Y. 4/30/98 Susan Y. Kim Trust - 4/29/98 (Last) (First) (Middle) David D. Kim Trust - 4/29/98 1345 Enterprise Drive 3. I.R.S. Identification 5. Relationship of Reporting Person(s) John T. Kim Trust - 4/29/98 (Street) Number of Reporting to Issuer (Check all applicable) West Chester, PA 19380 Person, if an entity _____Director __X__10% Owner 7. Individual or Joint/Group Filing (City) (State) (Zip) (voluntary) _____Officer (give title below) (Check Applicable Line) _____Other (specify below) ___Form filed by One Reporting _X_Form filed by More than One Reporting Person
- -------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Beneficially Owned - -------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect (Instr. 4) Securities Form: Beneficial Ownership Beneficially Direct (D) (Instr. 5) Owned or Indirect (Instr. 4) (I) (Instr.5) - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 5,550,001 D Directly By Susan Y. Kim share Trust 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 13,750,001 D Directly By David D. Kim share Trust 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 13,750,001 D Directly By John T. Kim share Trust 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 4,100,000 D Directly By Trust of Susan share Y. Kim dated 4/16/98 for benefit of Alexandra Panichello 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 4,100,000 D Directly By Trust of Susan share Y. Kim dated 4/16/98 for benefit of Jacqueline Panichello 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 13,750,001 I Indirect By Susan Y. Kim share as beneficiary of Susan Y. Kim Trust (5,550,001 shares) 2, 3 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 13,750,001 I Indirect By David D. Kim share as beneficiary of David D. Kim Trust 2 - -------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 per 13,750,001 I Indirect By John T. Kim as share beneficiary of John T. Kim Trust 2 - -------------------------------------------------------------------------------------------------------- No securities owned by John F. A. Earley - -------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security 2. Date Exerciseable 3. Title and Amount 4. Conversion 5. Owner- 6. Nature (Instr. 4) and Expiration Date of Securities of Exercise ship Form of (Month/Day/Year) Underlying Price of of Deriv- Indirect Derivitive Derivitive ative Beneficial Security Security Secur- Ownership (Instr.4) ity: (Instr.5) ----------------------------------------------- Direct (D) Title Amount or Date Exer- Expira- or Indirect (I) cisable tion Date Number (Instr.5) of Shares - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) As follows: (a) as Co-trustee and beneficiary of Susan Y. Kim Trust, Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Panichello, and the Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Panichello; and (b) as Co-Trustee on behalf of the Susan Y. Kim Trust, David D. Kim Trust, John T. Kim Trust, Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra Panichello, and Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Panichello. (2) In addition, the trust agreement for each of the trusts authorizes the trustees of the trusts to vote the shares of common stock of the issuer held by them, in their discretion, in concert with James J. Kim's family. James J. Kim and Agnes C. Kim are the parents of Susan Y. Kim, David D. Kim and John T. Kim and Susan Y. Kim is the parent of Alexandra Panichello and Jacqueline Panichello. Each of the reporting persons states that the filing of this Form 3 report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (3) and as immediate family member of beneficiary of Trust of Susan Y. Jim dated 4/16/98 for the benefit of Alexandra Panichello (4,100,000 shares) and as immediate family member of beneficiary of Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline Panichello (4,100,000 shares). MEMMA S. KILGANNON*** December 10, 1998 **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ***As Attorney-in-Fact for Susan Y. Kim, in her capacities as listed in footnote 1 above and on the attached Joint Filer Information (see attached power of attorney.) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Joint Filer Information Name of Joint Filer: John F. A. Earley, as Co-trustee of Susan Y. Kim Trust, David D. Kim Trust and John T. Kim Trust Address: 1345 Enterprise Drive West Chester, Pennsylvania 19380 Designated Filer: Susan Y. Kim Issuer & Ticker Symbol: Amkor Technology, Inc. (AMKR) (NASDAQ National Market System) Date of Event Requiring Statement: April 30, 1998 Signature: MEMMA S. KILGANNON Date: December 10, 1998 As Attorney-in-Fact for John F.A. Earley, in his capacities listed above (see attached power of attorney) * * * * * * * * Name of Joint Filer: John T. Kim, as Co-trustee of Susan Y. Kim Trust and Co-trustee and beneficiary of John T. Kim Trust Address: 1345 Enterprise Drive West Chester, Pennslyvania 19380 Designated Filer: Susan Y. Kim Issuer & Ticker Symbol: Amkor Technology, Inc. (AMKR) (NASDAQ National Market System) Date of Event Requiring Statement: April 30, 1998 Signature: MEMMA S. KILGANNON Date: December 10, 1998 As Attorney-in-Fact for John T. Kim, in his capacities listed above (see attached power of attorney) * * * * * * * Name of Joint Filer: David D. Kim, as Co-trustee and beneficiary of David D. Kim Trust Address: 1345 Enterprise Drive West Chester, Pennsylvania 19380 Designated Filer: Susan Y. Kim Issuer & Ticker Symbol: Amkor Technology, Inc. (AMKR) (NASDAQ National Market System) Date of Event Requiring Statement: April 30, 1998 Signature: MEMMA S. KILGANNON Date: December 10, 1998 As Attorney-in-Fact for David D. Kim, in his capacities listed above (see attached power of attorney) POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Memma S. Kilgannon the true and lawful attorney-in-fact of the undersigned to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as the beneficial owner (as defined in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules thereunder) of more than five percent or ten percent of one or more of the classes of equity securities issued by Amkor Technology, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the 1934 Act and the rules thereunder or Schedule 13D or 13G in accordance with Section 13(d) and 13(g) of the 1934 Act and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, and 5 and Schedule 13D and 13G and timely file such form or schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Sections 13 or 16 of the 1934 Act or the rules thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 or Schedule 13D or 13G with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of October, 1998. JOHN F.A. EARLEY Signature John F. A. Earley Print Name POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Memma S. Kilgannon the true and lawful attorney-in-fact of the undersigned to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as the beneficial owner (as defined in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules thereunder) of more than five percent or ten percent of one or more of the classes of equity securities issued by Amkor Technology, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the 1934 Act and the rules thereunder or Schedule 13D or 13G in accordance with Section 13(d) and 13(g) of the 1934 Act and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, and 5 and Schedule 13D and 13G and timely file such form or schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Sections 13 or 16 of the 1934 Act or the rules thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 or Schedule 13D or 13G with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of October, 1998. JOHN T. KIM Signature John T. Kim Print Name POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Memma S. Kilgannon the true and lawful attorney-in-fact of the undersigned to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as the beneficial owner (as defined in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules thereunder) of more than five percent or ten percent of one or more of the classes of equity securities issued by Amkor Technology, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the 1934 Act and the rules thereunder or Schedule 13D or 13G in accordance with Section 13(d) and 13(g) of the 1934 Act and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, and 5 and Schedule 13D and 13G and timely file such form or schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Sections 13 or 16 of the 1934 Act or the rules thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 or Schedule 13D or 13G with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of October, 1998. DAVID D. KIM Signature David D. Kim Print Name POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Memma S. Kilgannon the true and lawful attorney-in-fact of the undersigned to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as the beneficial owner (as defined in Section 13(d) of the Securities Exchange Act of 1934, as amended (the "1934 Act"), and the rules thereunder) of more than five percent or ten percent of one or more of the classes of equity securities issued by Amkor Technology, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the 1934 Act and the rules thereunder or Schedule 13D or 13G in accordance with Section 13(d) and 13(g) of the 1934 Act and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, and 5 and Schedule 13D and 13G and timely file such form or schedule with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Sections 13 or 16 of the 1934 Act or the rules thereunder. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 or Schedule 13D or 13G with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 13th day of October, 1998. SUSAN Y. KIM Signature Susan Y. Kim Print Name c:\filings\amkor
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