0000899243-22-038970.txt : 20221219
0000899243-22-038970.hdr.sgml : 20221219
20221219154302
ACCESSION NUMBER: 0000899243-22-038970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221201
FILED AS OF DATE: 20221219
DATE AS OF CHANGE: 20221219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM SUSAN Y
CENTRAL INDEX KEY: 0001158922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 221470970
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-01
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158922
KIM SUSAN Y
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (9)
Common Stock
2022-12-01
5
G
0
E
572151
0.00
D
2103760
I
By James J. Kim 2019-1 GRAT dtd 9/10/19
Common Stock
2022-12-06
5
G
0
E
1051880
0.00
D
1051880
I
By James J. Kim 2019-1 GRAT dtd 9/10/19
Common Stock
2022-12-06
5
G
0
E
1051880
0.00
D
0
I
By James J. Kim 2019-1 GRAT dtd 9/10/19
Common Stock
2022-12-06
5
G
0
E
1051880
0.00
A
6973614
D
Common Stock
753232
I
By John T. Kim 2018 GRAT dtd 2/6/18
Common Stock
1117623
I
By James J. Kim 2020-1 GRAT dtd 4/1/20
Common Stock
3328065
I
By Agnes C. Kim 2020-1 GRAT dtd 12/16/20
Common Stock
2353347
I
By James J. Kim 2021 GRAT dtd 12/15/21
Common Stock
3678298
I
By own GRATs
Common Stock
9181498
I
By trusts (excl. GRATs)
Common Stock
19484809
I
By Sujochil, LP
Common Stock
2478325
I
By Sujoda Investments, LP
Common Stock
8200000
I
By LLCs treated as corporations
On December 1, 2022, the James J. Kim 2019-1 Qualified Annuity Trust U/A dated 9/10/19 (the "Trust"), of which James J. Kim is the sole annuitant, distributed 572,151 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the Trust and the daughter of James J. Kim.
On December 6, 2022, the Trust distributed 1,051,880 shares of the Issuer's Common Stock to John T. Kim, a remainder beneficiary. The Reporting Person is a trustee of the Trust and the sister of John T. Kim.
On December 6, 2022, the Trust distributed 1,051,880 shares of the Issuer's Common Stock to the Reporting Person, a remainder beneficiary.
On December 1, 2022, the Qualified Annuity Trust under the Susan Y. Kim Irrevocable Trust Agreement dated 8/29/18 distributed 116,500 shares of the Issuer's Common stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of such trust, such distribution was a mere change in the form of ownership from direct to indirect and hence was not reported by the Reporting Person on a Form 4.
The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.
The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts for the benefit of members of her immediate family which own 7,552,267 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,
(Continued from Footnote 6) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 5, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.
(9) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.
/s/ Richard D. Rosen, Attorney-in-Fact for Susan Y. Kim
2022-12-16