0000899243-22-015250.txt : 20220420 0000899243-22-015250.hdr.sgml : 20220420 20220420210408 ACCESSION NUMBER: 0000899243-22-015250 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211227 FILED AS OF DATE: 20220420 DATE AS OF CHANGE: 20220420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JAMES J CENTRAL INDEX KEY: 0001158839 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 22839495 MAIL ADDRESS: STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP STREET 2: 1500 EAST LANCASTER AVENUE CITY: PAOLI STATE: PA ZIP: 19301-9713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-12-27 2022-01-27 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158839 KIM JAMES J C/O SIANA CARR O'CONNOR & LYNAM, 1500 EAST LANCASTER AVENUE PAOLI PA 19301-9713 1 0 1 1 Member of 10% owner group Common Stock 2021-12-27 5 G 0 E 164678 0.00 A 12678815 I By trusts (excl. own GRATs & Susan Y. Kim 2018-1 Qualified Annuity Trust dtd. 8/29/18) On January 27, 2022, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently omitted a transaction which resulted in an increase in the indirect holdings of the Reported Person as the trustee of a trust for the benefit of members of the Reporting Person's immediate family. On December 27, 2021, a transfer of 164,678 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") was made to a limited liability company being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person is a trustee of a trust which is a member of such limited liability company. The beneficiaries of the trust are members of the Reporting Person's immediate family. The trust is being treated as the "controlling shareholder" of the limited liability company for purposes of Section 16. (Continued from Footnote 1) Although the above described transfer of shares of the Issuer's Common Stock was not reported on the Original Form 4, such shares were correctly included in the indirect holdings of the Reporting Person on the Original Form 4 The Reporting Person is a trustee of trusts for the benefit of his immediate family members (excluding his own grantor retained annuity trusts and the Qualified Annuity Trust Under the Susan Y. Kim 2018-1 Irrevocable Trust Agreement dtd 8/29/18) which own 12,678,815 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. /s/ Richard D. Rosen, Attorney-in-Fact 2022-04-20