0000899243-22-002803.txt : 20220121 0000899243-22-002803.hdr.sgml : 20220121 20220121113822 ACCESSION NUMBER: 0000899243-22-002803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210714 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JAMES J CENTRAL INDEX KEY: 0001158839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 22544773 MAIL ADDRESS: STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP STREET 2: 1500 EAST LANCASTER AVENUE CITY: PAOLI STATE: PA ZIP: 19301-9713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-14 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158839 KIM JAMES J C/O SIANA CARR O'CONNOR & LYNAM, 1500 EAST LANCASTER AVENUE PAOLI PA 19301-9713 1 0 1 1 Member of 10% owner group (7) Common Stock 2021-07-14 5 G 0 E 271895 23.15 D 2728105 I By Susan Y. Kim 2020-1 GRAT Common Stock 2021-10-04 5 G 0 E 626192 24.70 D 626192 I By James J. Kim 2018-1 GRAT Common Stock 2021-10-04 5 G 0 E 626192 24.70 D 0 I By James J. Kim 2018-1 GRAT Common Stock 2021-12-27 5 G 0 E 164678 23.45 A 164678 I By Susan Y. Kim 2012 Generation-Skipping Trust Common Stock 1866552 D Common Stock 1855776 I By spouse Common Stock 6430381 I By James J. Kim GRATs Common Stock 11408075 I By trusts (excl. JJK GRATs, Susan Y. Kim 2020-1 GRAT & Susan Y. Kim 2012 Generation-Skipping Trust) Common Stock 49594980 I By 915 Investments, LP On July 14, 2021, the Qualified Annuity Trust Under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement Dated 04/01/20 distributed 271,895 shares of the Issuer's Common Stock to Susan Y. Kim. Susan Y. Kim and the reporting person are the co-trustees of the trust. The reporting person and Susan Y. Kim are father and daughter. On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to Susan Y. Kim. The reporting person and Susan Y. Kim are the co-trustees of the trust. On October 4, 2021, the Qualified Annuity Trust under the James J. Kim 2018-1 Qualified Annuity Trust Agreement dtd 8/30/18 distributed 626,192 shares of the Issuer's Common Stock to John T. Kim. The reporting person and John T. Kim are father and son. On December 27, 2021, Susan Y. Kim transferred 164,678 shares of the Issuer's Common Stock to Susins, LLC. Susins, LLC is being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Susan Y. Kim 2012 Generation-Skipping Trust Dated December 11, 2012 is being treated as a controlling shareholder of Susins, LLC. The reporting person is a trustee of said trust and members of his immediate family are beneficiaries thereof. The reporting person's indirect holding of these 164,678 shares of the Issuer's Common Stock was inadvertently omitted from his Form 4 that was filed with the Commission on January 4, 2022. The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members that own shares of the Issuer's Common Stock and (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own such shares. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of the shares held by these trusts and partnerships. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16, or for any other purpose. 7. The reporting person states that the filing of this Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose. /s/ Richard D. Rosen, Attorney-in-Fact 2022-01-20