0000899243-21-050061.txt : 20211229
0000899243-21-050061.hdr.sgml : 20211229
20211229195412
ACCESSION NUMBER: 0000899243-21-050061
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20211229
DATE AS OF CHANGE: 20211229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KIM JAMES J
CENTRAL INDEX KEY: 0001158839
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29472
FILM NUMBER: 211530335
MAIL ADDRESS:
STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP
STREET 2: 1500 EAST LANCASTER AVENUE
CITY: PAOLI
STATE: PA
ZIP: 19301-9713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001047127
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 231722724
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
BUSINESS PHONE: 480-821-5000
MAIL ADDRESS:
STREET 1: 2045 EAST INNOVATION CIRCLE
CITY: TEMPE
STATE: AZ
ZIP: 85284
FORMER COMPANY:
FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC
DATE OF NAME CHANGE: 19971001
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-02-11
2021-02-18
0
0001047127
AMKOR TECHNOLOGY, INC.
AMKR
0001158839
KIM JAMES J
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE
PAOLI
PA
19301-9713
1
0
1
1
Member of 10% owner group (7)
Common Stock
2021-02-11
4
A
0
10893
0.00
A
1275770
D
Common Stock
23
I
By spouse
Common Stock
49594980
I
By self as GP
Common Stock
6417888
I
By self as trustee of GRATs
Common Stock
14408075
I
By self as trustee of non-GRATs
As reported on a Form 4 timely filed with the Commission by the reporting person on February 18, 2021 (the "Original Form 4"), 10,893 Time-Vested Restricted Stock Units which vest 25% on each of the first four anniversaries of the grant date were granted to the reporting person on February 11, 2021.
The original Form 4 incorrectly included options to purchase 450,000 shares of the Issuer's Common Stock in the reporting person's directly owned stock in Column 5 of Table I.
The reporting person is the sole general partner of a limited partnership. The limited partners of the limited partnership are members of his immediate family or entities owned by them. The reporting person has elected to report indirect beneficial ownership of all shares of the Issuer's Common Stock owned by the limited partnership.
These shares of the Issuer's Common Stock are held by grantor retained annuity trusts of which the reporting person is the settlor, the sole annuitant and a co-trustee.
These shares, which are owned by trusts of which the reporting person is a co-trustee and whose beneficiaries are members of the reporting person's immediate family, were inadvertently omitted from the Original Form 4. The reporting person has elected to report indirect beneficial ownership of all shares of the Issuer's Common Stock owned by these trusts.
The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(7) The reporting person states that the filing of this Amendment to the Original Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the Group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Richard D. Rosen, as Attorney-in-Fact
2021-12-29