0000899243-21-050061.txt : 20211229 0000899243-21-050061.hdr.sgml : 20211229 20211229195412 ACCESSION NUMBER: 0000899243-21-050061 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210211 FILED AS OF DATE: 20211229 DATE AS OF CHANGE: 20211229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JAMES J CENTRAL INDEX KEY: 0001158839 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 211530335 MAIL ADDRESS: STREET 1: C/O SIANA CARR O'CONNOR & LYNAM, LLP STREET 2: 1500 EAST LANCASTER AVENUE CITY: PAOLI STATE: PA ZIP: 19301-9713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-02-11 2021-02-18 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158839 KIM JAMES J C/O SIANA CARR O'CONNOR & LYNAM, 1500 EAST LANCASTER AVENUE PAOLI PA 19301-9713 1 0 1 1 Member of 10% owner group (7) Common Stock 2021-02-11 4 A 0 10893 0.00 A 1275770 D Common Stock 23 I By spouse Common Stock 49594980 I By self as GP Common Stock 6417888 I By self as trustee of GRATs Common Stock 14408075 I By self as trustee of non-GRATs As reported on a Form 4 timely filed with the Commission by the reporting person on February 18, 2021 (the "Original Form 4"), 10,893 Time-Vested Restricted Stock Units which vest 25% on each of the first four anniversaries of the grant date were granted to the reporting person on February 11, 2021. The original Form 4 incorrectly included options to purchase 450,000 shares of the Issuer's Common Stock in the reporting person's directly owned stock in Column 5 of Table I. The reporting person is the sole general partner of a limited partnership. The limited partners of the limited partnership are members of his immediate family or entities owned by them. The reporting person has elected to report indirect beneficial ownership of all shares of the Issuer's Common Stock owned by the limited partnership. These shares of the Issuer's Common Stock are held by grantor retained annuity trusts of which the reporting person is the settlor, the sole annuitant and a co-trustee. These shares, which are owned by trusts of which the reporting person is a co-trustee and whose beneficiaries are members of the reporting person's immediate family, were inadvertently omitted from the Original Form 4. The reporting person has elected to report indirect beneficial ownership of all shares of the Issuer's Common Stock owned by these trusts. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (7) The reporting person states that the filing of this Amendment to the Original Form 4 shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities owned by the other members of the Group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Richard D. Rosen, as Attorney-in-Fact 2021-12-29