0000899243-19-008826.txt : 20190325 0000899243-19-008826.hdr.sgml : 20190325 20190325090022 ACCESSION NUMBER: 0000899243-19-008826 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIM JOHN T CENTRAL INDEX KEY: 0001158926 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29472 FILM NUMBER: 19701426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMKOR TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001047127 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 231722724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 BUSINESS PHONE: 480-821-5000 MAIL ADDRESS: STREET 1: 2045 EAST INNOVATION CIRCLE CITY: TEMPE STATE: AZ ZIP: 85284 FORMER COMPANY: FORMER CONFORMED NAME: AMKOR TECHNOLOGY INC DATE OF NAME CHANGE: 19971001 5/A 1 doc5a.xml FORM 5/A SUBMISSION X0306 5/A 2018-12-31 2019-02-14 0 0 0 0001047127 AMKOR TECHNOLOGY, INC. AMKR 0001158926 KIM JOHN T 2045 EAST INNOVATION CIRCLE TEMPE AZ 85284 1 0 1 1 Exhibit 99.1 Common Stock 2018-03-13 5 J 0 2779777 11.42 D 48593506 I By self as trustee Common Stock 2018-03-13 5 J 0 2779777 11.42 A 48593506 I By self as trustee Common Stock 2018-03-23 5 J 0 1789775 10.64 D 26814245 D Common Stock 2018-03-23 5 J 0 1789775 10.64 A 48593506 I By self as trustee Common Stock 2018-04-04 5 J 0 2138382 9.63 D 48593506 I By self as trustee Common Stock 2018-04-04 5 J 0 2138382 9.63 A 26814245 D Common Stock 2018-07-09 5 J 0 7828682 8.85 D 48593506 I By self as trustee Common Stock 2018-07-09 5 J 0 7828682 8.85 A 48593506 I By self as trustee Common Stock 2018-08-16 5 J 0 560450 8.90 D 48593506 I By self as trustee Common Stock 2018-10-05 5 J 0 1139605 7.16 A 26814245 D On March 13, 2018, the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12 distributed 2,779,777 shares to the Susan Y. Kim Family Trust under the Susan Y. Kim 2012 Irrevocable Trust dated 7/26/12. Susan Y. Kim and John T. Kim are co-trustees. On March 23, 2018, John T. Kim transferred 1,789,775 shares of the Issuer's Common Stock to the Qualified Annuity Trust under the John T. Kim 2018 Irrevocable Trust Agreement dated 2/6/18. Susan Y. Kim and John T. Kim are co-trustees. On April 4, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 2,138,382 shares of the Issuer's Common Stock to John T. Kim. John T. Kim and James J. Kim are co-trustees. On July 9, 2018, the John T. Kim 2012 Irrevocable Trust U/A dated 12/11/12 transferred 7,828,682 shares of the Issuer's Common Stock to the Family Trust under the John T. Kim 2012 Irrevocable Trust dated 12/11/12. John T. Kim and James J. Kim are co-trustees. On August 16, 2018, the Susan Y. Kim 2015 Irrevocable Trust U/A Dated 3/16/15 distributed 560,450 shares of the Company's Common Stock to Susan Y. Kim. Susan Y. Kim and John T. Kim are co-trustees. On October 5, 2018, the James J. Kim 2013 Qualified Annuity Trust U/A Dated 5/17/13 distributed 1,139,605 shares of the Issuer's Common Stock to John T. Kim. James J. Kim and Susan Y. Kim are co-trustees. The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This Form 5 amends the Form 5 filed by the reporting person on February 14, 2019. This amendment is to correct the direct holdings of the reporting person only. For readability, the entire filing is being amended but only those line item noted with footnote 8 have been changed, and solely to update the direct holdings in Column 5. Jerry Allison, as Attorney in Fact 2019-03-25 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1


A Schedule 13D was filed by James J. Kim and those members of the reporting
group who then constituted the group on November 28, 2005, as amended by
Amendment No. 1 filed with the Securities and Exchange Commission (the
"Commission") on April 4, 2008, Amendment No. 2 filed with the Commission on
March 19, 2009, Amendment No. 3 filed with the Commission on April 16, 2009,
Amendment No. 4 filed with the Commission on February 5, 2010, Amendment No. 5
filed with the Commission on March 28, 2011, Amendment No. 6 filed with the
Commission on November 17, 2011, Amendment No. 7 filed with the Commission on
March 29, 2013, Amendment No. 8 filed with the Commission on March 28, 2014,
Amendment No. 9 filed with the Commission on March 30, 2015, Amendment No. 10
filed with the Commission on March 30, 2016, Amendment No. 11 filed with the
Commission on January 20, 2017, Amendment No. 12 filed with the Commission on
March 21, 2018 and Amendment No. 13 filed with the Commission on November 9,
2018 (as further amended from time to time, the "Schedule 13D").  Those
individuals and entities listed in the Schedule 13D, including the filer of this
Form 5, may be deemed to be members of a group (the "Group") who each exercise
voting or investment power with respect to shares of Amkor Technology, Inc.'s
(the "Issuer") Common Stock in concert with other members of the Group.  The
Group may be deemed to beneficially own more than 10% of the outstanding voting
securities of the Issuer. The reporting person states that the filing of this
Form 5 Report shall not be deemed an admission that the reporting person is the
beneficial owner of the reported securities owned by the other members of the
Group, for the purpose of Section 16 of the Securities Exchange Act of 1934, as
amended, or for any other purpose.