0001567619-21-012022.txt : 20210611 0001567619-21-012022.hdr.sgml : 20210611 20210611162340 ACCESSION NUMBER: 0001567619-21-012022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210609 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GINOLA LTD CENTRAL INDEX KEY: 0001230770 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15751 FILM NUMBER: 211011599 BUSINESS ADDRESS: STREET 1: C/O OGLER FIDUCIARY SERVICES LTD STREET 2: WHITELEY CHAMBERS/DON STREET CITY: ST HELIER JERSEY JE4 92G STATE: A1 ZIP: 00000 BUSINESS PHONE: 011 44 1534 504000 MAIL ADDRESS: STREET 1: C/O OGLER FIDUCIARY SERVICES LTD STREET 2: WHITELEY CHAMBERS/DON STREET CITY: ST HELIER JERSEY JE4 92G STATE: A1 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMAGIN CORP CENTRAL INDEX KEY: 0001046995 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 561764501 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 BUSINESS PHONE: 845-838-7900 MAIL ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 FORMER COMPANY: FORMER CONFORMED NAME: FASHION DYNAMICS CORP DATE OF NAME CHANGE: 19980805 4 1 doc1.xml FORM 4 X0306 4 2021-06-09 0 0001046995 EMAGIN CORP EMAN 0001230770 GINOLA LTD C/O INPENDRA LIMITED, 2ND FLOOR EATON HOUSE, 9 SEATON PLACE ST. HELIER Y9 JE4 9WG JERSEY 0 0 1 0 Common Stock 2021-06-09 4 X 0 173333 2.05 A 773895 D Common Stock 2021-06-09 4 S 0 4010 3.5368 D 769885 D Common Stock 783325 I By Rainbow Gate Corporation Common Stock 78478 I By Mount Union Corp. Common Stock 57372 I By Chelsea Trust Company, as Trustee Stock Purchase Warrants (right to buy) 2.05 2021-06-09 4 X 0 173333 0 A 2016-06-23 2021-06-23 Common Stock 173333 0 D Series B Convertible Preferred Stock .75 2008-12-22 Common Stock 2657180 803 D Series B Convertible Preferred Stock .75 2008-12-22 Common Stock 2326273 703 I By Rainbow Gate Corporation Reporting Person elected to do a cash exercise of that certain Common Stock Purchase Warrant (issued pursuant to that certain Securities Purchase Agreement dated December 17, 2015 among eMagin Corporation (the "Issuer") and the purchasers signatory thereto), pursuant to the terms of such warrant. The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of the Issuer were sold in multiple transactions at prices ranging from $3.53 to $3.56 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein. These securities are solely owned by Rainbow Gate Corporation. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities. These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities. These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities. The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder. The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $ 0.3022 per share. /s/ Sumantha R. Sedor, Attorney-in-Fact 2021-06-11