0001567619-21-012022.txt : 20210611
0001567619-21-012022.hdr.sgml : 20210611
20210611162340
ACCESSION NUMBER: 0001567619-21-012022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210609
FILED AS OF DATE: 20210611
DATE AS OF CHANGE: 20210611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GINOLA LTD
CENTRAL INDEX KEY: 0001230770
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15751
FILM NUMBER: 211011599
BUSINESS ADDRESS:
STREET 1: C/O OGLER FIDUCIARY SERVICES LTD
STREET 2: WHITELEY CHAMBERS/DON STREET
CITY: ST HELIER JERSEY JE4 92G
STATE: A1
ZIP: 00000
BUSINESS PHONE: 011 44 1534 504000
MAIL ADDRESS:
STREET 1: C/O OGLER FIDUCIARY SERVICES LTD
STREET 2: WHITELEY CHAMBERS/DON STREET
CITY: ST HELIER JERSEY JE4 92G
STATE: A1
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMAGIN CORP
CENTRAL INDEX KEY: 0001046995
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 561764501
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 SOUTH DRIVE
STREET 2: SUITE 201
CITY: HOPEWELL JUNCTION
STATE: NY
ZIP: 12533
BUSINESS PHONE: 845-838-7900
MAIL ADDRESS:
STREET 1: 700 SOUTH DRIVE
STREET 2: SUITE 201
CITY: HOPEWELL JUNCTION
STATE: NY
ZIP: 12533
FORMER COMPANY:
FORMER CONFORMED NAME: FASHION DYNAMICS CORP
DATE OF NAME CHANGE: 19980805
4
1
doc1.xml
FORM 4
X0306
4
2021-06-09
0
0001046995
EMAGIN CORP
EMAN
0001230770
GINOLA LTD
C/O INPENDRA LIMITED, 2ND FLOOR
EATON HOUSE, 9 SEATON PLACE
ST. HELIER
Y9
JE4 9WG
JERSEY
0
0
1
0
Common Stock
2021-06-09
4
X
0
173333
2.05
A
773895
D
Common Stock
2021-06-09
4
S
0
4010
3.5368
D
769885
D
Common Stock
783325
I
By Rainbow Gate Corporation
Common Stock
78478
I
By Mount Union Corp.
Common Stock
57372
I
By Chelsea Trust Company, as Trustee
Stock Purchase Warrants (right to buy)
2.05
2021-06-09
4
X
0
173333
0
A
2016-06-23
2021-06-23
Common Stock
173333
0
D
Series B Convertible Preferred Stock
.75
2008-12-22
Common Stock
2657180
803
D
Series B Convertible Preferred Stock
.75
2008-12-22
Common Stock
2326273
703
I
By Rainbow Gate Corporation
Reporting Person elected to do a cash exercise of that certain Common Stock Purchase Warrant (issued pursuant to that certain Securities Purchase Agreement dated December 17, 2015 among eMagin Corporation (the "Issuer") and the purchasers signatory thereto), pursuant to the terms of such warrant.
The price reported in Column 4 is a weighted average price. These shares of Common Stock, par value $0.001 per share ("Common Stock"), of the Issuer were sold in multiple transactions at prices ranging from $3.53 to $3.56 per share of Common Stock, inclusive. Ginola Limited ("Ginola" or the "Reporting Person") undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth herein.
These securities are solely owned by Rainbow Gate Corporation. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
These securities are solely owned by Mount Union Corp. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
These securities are solely owned by Chelsea Trust Company Limited, as Trustee. The Reporting Person disclaims beneficial ownership of these securities, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities.
The shares of Series B Convertible Preferred Stock were purchased on December 22, 2008 as part of a private placement with the Issuer in accordance with the Securities Purchase Agreement, dated December 18, 2008, between the Issuer and the holder. The shares of Series B Convertible Preferred Stock have the rights and preferences set forth on the Certificate of Designations of Series B Convertible Preferred Stock filed with the Secretary of State for the State of Delaware on December 19, 2008. The Series B Convertible Preferred Stock has a stated value of $1,000 per share and currently has a conversion price of $ 0.3022 per share.
/s/ Sumantha R. Sedor, Attorney-in-Fact
2021-06-11