0001415889-23-009365.txt : 20230607 0001415889-23-009365.hdr.sgml : 20230607 20230607161526 ACCESSION NUMBER: 0001415889-23-009365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olivier Prache CENTRAL INDEX KEY: 0001520598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15751 FILM NUMBER: 23999143 MAIL ADDRESS: STREET 1: 213 MANVILLE ROAD CITY: PLEASANTVILLE STATE: NY ZIP: 10570 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMAGIN CORP CENTRAL INDEX KEY: 0001046995 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 561764501 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 BUSINESS PHONE: 845-838-7900 MAIL ADDRESS: STREET 1: 700 SOUTH DRIVE STREET 2: SUITE 201 CITY: HOPEWELL JUNCTION STATE: NY ZIP: 12533 FORMER COMPANY: FORMER CONFORMED NAME: FASHION DYNAMICS CORP DATE OF NAME CHANGE: 19980805 4 1 form4-06072023_040608.xml X0407 4 2023-06-06 0001046995 EMAGIN CORP EMAN 0001520598 Olivier Prache 700 SOUTH DRIVE SUITE 201 HOPEWELL JUNCTION NY 12533 false true false false SVP 0 Common Stock 2023-06-06 4 M 0 13040 0 A 16823 D Common Stock 2023-06-06 4 F 0 5394 1.99 D 11429 D Restricted Stock Units 2023-06-06 4 M 0 13040 0 D Common Stock 13040 13042 D The Reporting Person received 13,040 Restricted Stock Units that represent a contingent right to receive one share of Common Stock upon the satisfaction of applicable vesting conditions. Half of the shares were issued pursuant to the satisfaction of service-based vesting conditions and half were issued pursuant to the satisfaction of performance conditions. The transaction reported represents shares of Common Stock required to be surrendered by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. These surrendered shares are mandated by the issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations and do not represent discretionary trades by the Reporting Person. Represents the market price of common stock that was used to determine the value of the shares surrendered in satisfaction of withholding tax obligations. Represents the settlement of vested RSUs. The Reporting Person was previously granted 39,124 RSUs that represent a contingent right to receive one share of Common Stock for each RSU. Half, or 19,562 of the previously granted RSUs are performance-based and vest over a three-year period subject to the achievement of certain performance conditions. The remaining RSUs are subject to a three-year service-based vesting requirement, vesting in equal installments over the three years. 6,520 of the service-based RSUs vested on June 6, 2023, and the remaining RSUs will vest in equal installments over the remaining 1 year, subject to the Reporting Person's continuous service with the issuer. In addition 6,520 of the performance-based RSU's vested upon satisfaction of applicable performance conditions. /s/ Mark A. Koch, Attorney-in-Fact 2023-06-07