0001209191-21-068117.txt : 20211206 0001209191-21-068117.hdr.sgml : 20211206 20211206165606 ACCESSION NUMBER: 0001209191-21-068117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211202 FILED AS OF DATE: 20211206 DATE AS OF CHANGE: 20211206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEPORE DAWN G CENTRAL INDEX KEY: 0001186015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 211473712 MAIL ADDRESS: STREET 1: 1425 BROADWAY PMB 41 CITY: SEATTLE STATE: WA ZIP: 99122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-02 0 0001046327 REALNETWORKS INC RNWK 0001186015 LEPORE DAWN G 1501 FIRST AVENUE SOUTH SEATTLE WA 98134 1 0 0 0 Common Stock 2021-12-03 4 M 0 28481 0.00 A 117866 D Stock Option (right to buy) 1.12 2021-12-02 4 A 0 15000 0.00 A 2028-12-02 Common Stock 15000 15000 D Restricted Stock Unit Award 0.00 2021-12-02 4 A 0 44642 0.00 A 2028-12-02 Common Stock 44642 44642 D Restricted Stock Units 0.00 2021-12-03 4 M 0 28481 0.00 D 2021-12-03 Common Stock 28481 0 D The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board. Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. The option will vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director of RealNetworks through such date. The share distribution date applicable to the stock option is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. Converts into common stock on a unit-for-share basis on the share distribution date. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. /s/ Michael Parham, attorney-in-fact 2021-12-06