0001209191-21-068117.txt : 20211206
0001209191-21-068117.hdr.sgml : 20211206
20211206165606
ACCESSION NUMBER: 0001209191-21-068117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211202
FILED AS OF DATE: 20211206
DATE AS OF CHANGE: 20211206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEPORE DAWN G
CENTRAL INDEX KEY: 0001186015
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37745
FILM NUMBER: 211473712
MAIL ADDRESS:
STREET 1: 1425 BROADWAY PMB 41
CITY: SEATTLE
STATE: WA
ZIP: 99122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-02
0
0001046327
REALNETWORKS INC
RNWK
0001186015
LEPORE DAWN G
1501 FIRST AVENUE SOUTH
SEATTLE
WA
98134
1
0
0
0
Common Stock
2021-12-03
4
M
0
28481
0.00
A
117866
D
Stock Option (right to buy)
1.12
2021-12-02
4
A
0
15000
0.00
A
2028-12-02
Common Stock
15000
15000
D
Restricted Stock Unit Award
0.00
2021-12-02
4
A
0
44642
0.00
A
2028-12-02
Common Stock
44642
44642
D
Restricted Stock Units
0.00
2021-12-03
4
M
0
28481
0.00
D
2021-12-03
Common Stock
28481
0
D
The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board.
Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
The option will vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director of RealNetworks through such date. The share distribution date applicable to the stock option is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board.
Converts into common stock on a unit-for-share basis on the share distribution date.
The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board.
/s/ Michael Parham, attorney-in-fact
2021-12-06