0001209191-21-021600.txt : 20210317 0001209191-21-021600.hdr.sgml : 20210317 20210317202916 ACCESSION NUMBER: 0001209191-21-021600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chambers Christine CENTRAL INDEX KEY: 0001848090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 21752601 MAIL ADDRESS: STREET 1: 1501 1ST AVENUE SOUTH, STE. 600 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-16 0 0001046327 REALNETWORKS INC RNWK 0001848090 Chambers Christine 1501 1ST AVENUE SOUTH, STE. 600 SEATTLE WA 98134 0 1 0 0 CFO Stock Options (right to buy) 6.35 2021-03-16 4 A 0 125000 0.00 A 2022-03-16 2028-03-16 Common Stock 125000 125000 D Restricted Stock Units 0.00 2021-03-16 4 A 0 80000 0.00 A 2022-03-16 2028-03-16 Common Stock 80000 80000 D 25% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested on the fourth anniversary of the vesting commencement date. Converts into common stock on a unit-for-share basis on the share distribution date. 25% of the RSUs vest on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the RSUs vest upon the completion of each successive six months of employment until the RSUs become fully vested on the fourth anniversary of the vesting commencement date. /s/ Michael Parham, attorney-in-fact 2021-03-17