0001209191-19-043770.txt : 20190730 0001209191-19-043770.hdr.sgml : 20190730 20190730194804 ACCESSION NUMBER: 0001209191-19-043770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190719 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaffe Bruce A. CENTRAL INDEX KEY: 0001464759 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 19986951 MAIL ADDRESS: STREET 1: 9235 NE 37TH PLACE CITY: YARROW POINT STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-19 0 0001046327 REALNETWORKS INC RNWK 0001464759 Jaffe Bruce A. 1501 FIRST AVENUE SOUTH SUITE 600 SEATTLE WA 98134 1 0 0 0 Stock Option (Right to Buy) 1.65 2019-07-19 4 A 0 15000 0.00 A 2020-07-19 2026-07-19 Common Stock 15000 15000 D Restricted Stock Units 0.00 2019-07-19 4 A 0 27272 0.00 A 2020-07-19 2020-07-19 Common Stock 27272 27272 D The shares subject to the option grant will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the date of grant, provided that the reporting individual continues to serve as a director of RealNetworks through such date. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. /s/ Michael Parham, attorney-in-fact 2019-07-22