0001209191-18-054395.txt : 20181005
0001209191-18-054395.hdr.sgml : 20181005
20181005170953
ACCESSION NUMBER: 0001209191-18-054395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181004
FILED AS OF DATE: 20181005
DATE AS OF CHANGE: 20181005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROBERTS JANICE M
CENTRAL INDEX KEY: 0001197107
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37745
FILM NUMBER: 181111271
MAIL ADDRESS:
STREET 1: 540 COWPER STREET
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-04
0
0001046327
REALNETWORKS INC
RNWK
0001197107
ROBERTS JANICE M
1501 1ST AVENUE S.
SUITE 600
SEATTLE
WA
98134
1
0
0
0
Stock Option (Right to Buy)
2.76
2018-10-04
4
A
0
15000
0.00
A
2019-10-04
2025-10-04
Common Stock
15000
15000
D
Restricted Stock Unit
0.00
2018-10-04
4
A
0
16304
0.00
A
2019-10-04
2019-10-04
Common Stock
16304
16304
D
The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date.
Converts into common stock on a unit-for-share basis upon vesting.
The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board.
/s/ Michael Parham, attorney-in-fact
2018-10-04