0001209191-18-015716.txt : 20180302
0001209191-18-015716.hdr.sgml : 20180302
20180302164628
ACCESSION NUMBER: 0001209191-18-015716
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180302
DATE AS OF CHANGE: 20180302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Cary
CENTRAL INDEX KEY: 0001705407
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37745
FILM NUMBER: 18662740
MAIL ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH, SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-28
0
0001046327
REALNETWORKS INC
RNWK
0001705407
Baker Cary
1501 FIRST AVENUE SOUTH
SUITE 600
SEATTLE
WA
98134
0
1
0
0
SVP, CFO & Treasurer
Common Stock
2018-02-28
4
M
0
18266
0.00
A
18266
D
Common Stock
2018-02-28
4
F
0
4832
2.78
D
13434
D
Common Stock
2018-02-28
4
P
0
30000
2.951
A
43434
D
Common Stock
2018-03-01
4
P
0
5816
2.83
A
49250
D
Restricted Stock Unit Award
0.00
2018-02-28
4
A
0
18266
0.00
A
2018-02-28
2018-02-28
Common Stock
18266
18266
D
Restricted Stock Unit Award
0.00
2018-02-28
4
D
0
18266
0.00
D
2018-02-28
2018-02-28
Common Stock
18266
0
D
Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)).
Represents the weighted average purchase price. The highest price at which these securities were purchased was $3.00 and the lowest price at which these securities were purchased was $2.85.
Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock.
The restricted stock units were fully vested at the time of grant.
/s/ Michael Parham, attorney-in-fact
2018-03-02