0001209191-18-015716.txt : 20180302 0001209191-18-015716.hdr.sgml : 20180302 20180302164628 ACCESSION NUMBER: 0001209191-18-015716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180302 DATE AS OF CHANGE: 20180302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Cary CENTRAL INDEX KEY: 0001705407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 18662740 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH, SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-28 0 0001046327 REALNETWORKS INC RNWK 0001705407 Baker Cary 1501 FIRST AVENUE SOUTH SUITE 600 SEATTLE WA 98134 0 1 0 0 SVP, CFO & Treasurer Common Stock 2018-02-28 4 M 0 18266 0.00 A 18266 D Common Stock 2018-02-28 4 F 0 4832 2.78 D 13434 D Common Stock 2018-02-28 4 P 0 30000 2.951 A 43434 D Common Stock 2018-03-01 4 P 0 5816 2.83 A 49250 D Restricted Stock Unit Award 0.00 2018-02-28 4 A 0 18266 0.00 A 2018-02-28 2018-02-28 Common Stock 18266 18266 D Restricted Stock Unit Award 0.00 2018-02-28 4 D 0 18266 0.00 D 2018-02-28 2018-02-28 Common Stock 18266 0 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units (in accordance with Rule 16b-3(d) and Note (3)). Represents the weighted average purchase price. The highest price at which these securities were purchased was $3.00 and the lowest price at which these securities were purchased was $2.85. Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock. The restricted stock units were fully vested at the time of grant. /s/ Michael Parham, attorney-in-fact 2018-03-02