0001209191-17-053871.txt : 20170925 0001209191-17-053871.hdr.sgml : 20170925 20170925173800 ACCESSION NUMBER: 0001209191-17-053871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170922 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JANICE M CENTRAL INDEX KEY: 0001197107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 171100582 MAIL ADDRESS: STREET 1: 540 COWPER STREET STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-22 0 0001046327 REALNETWORKS INC RNWK 0001197107 ROBERTS JANICE M 1501 1ST AVENUE S. SUITE 600 SEATTLE WA 98134 1 0 0 0 Common Stock 2017-09-22 4 M 0 10297 0.00 A 52611 D Stock Option (Right to Buy) 4.74 2017-09-22 4 A 0 15000 0.00 A 2018-09-22 2024-09-22 Common Stock 15000 15000 D Restricted Stock Unit 0.00 2017-09-22 4 A 0 9493 0.00 A 2018-09-22 2018-09-22 Common Stock 9493 9493 D Restricted Stock Unit 0.00 2017-09-22 4 M 0 10297 0.00 D 2017-09-22 2017-09-22 Common Stock 10297 0 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Converts into common stock on a unit-for-share basis on the share distribution date. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. /s/ Michael Parham, attorney-in-fact 2017-09-25