0001209191-16-144230.txt : 20161004 0001209191-16-144230.hdr.sgml : 20161004 20161004162441 ACCESSION NUMBER: 0001209191-16-144230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patrizio William CENTRAL INDEX KEY: 0001684871 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 161919225 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH, SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-03 0 0001046327 REALNETWORKS INC RNWK 0001684871 Patrizio William 1501 FIRST AVENUE SOUTH SEATTLE WA 98134 0 1 0 0 President, Consumer Media Common Stock 2016-10-03 4 M 0 10000 0.00 A 10000 D Common Stock 2016-10-03 4 F 0 3265 4.43 D 6735 D Stock Option (Right to Buy) 4.43 2016-10-03 4 A 0 350000 0.00 A 2017-09-19 2023-10-03 Common Stock 350000 350000 D Restricted Stock Unit 0.00 2016-10-03 4 A 0 20000 0.00 A 2016-09-19 2017-09-19 Common Stock 20000 20000 D Restricted Stock Unit 0.00 2016-10-03 4 M 0 10000 0.00 D 2016-10-03 2016-10-03 Common Stock 10000 0 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Shares deemed surrendered in payment of the tax liability resulting from the vesting of restricted stock units. 25% of the option vests on the one-year anniversary of the vesting commencement date, and an additional 12.5% of the option vests upon the completion of each successive six months of employment until the option becomes fully vested. Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock. 50% of the restricted stock unit award was deemed vested on the grant date and the remaining 50% will vest on September 19, 2017, subject to the reporting person's continued employment with the company through such date. Converts into common stock on a unit-for-share basis upon vesting. /s/ Drew G. Markham, attorney-in-fact 2016-10-04