0001209191-16-142581.txt : 20160923 0001209191-16-142581.hdr.sgml : 20160923 20160923154340 ACCESSION NUMBER: 0001209191-16-142581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160923 DATE AS OF CHANGE: 20160923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JANICE M CENTRAL INDEX KEY: 0001197107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 161899795 MAIL ADDRESS: STREET 1: 540 COWPER STREET STREET 2: SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-22 0 0001046327 REALNETWORKS INC RNWK 0001197107 ROBERTS JANICE M 1501 1ST AVENUE S. SUITE 600 SEATTLE WA 98134 1 0 0 0 Stock Option (Right to Buy) 4.37 2016-09-22 5 A 0 E 15000 0.00 A 2017-09-22 2023-09-22 Common Stock 15000 15000 D Restricted Stock Unit 0.00 2016-09-22 5 A 0 E 10297 0.00 A 2017-09-22 2017-09-22 Common Stock 10297 10297 D The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Converts into common stock on a unit-for-share basis upon vesting. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. /s/ Drew G. Markham, attorney-in-fact 2016-09-23