0001209191-13-052646.txt : 20131115 0001209191-13-052646.hdr.sgml : 20131115 20131115193815 ACCESSION NUMBER: 0001209191-13-052646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUNNINGHAM JOHN E IV CENTRAL INDEX KEY: 0001200993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 131225135 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-15 0 0001046327 REALNETWORKS INC RNWK 0001200993 CUNNINGHAM JOHN E IV 1501 1ST AVENUE S. SUITE 600 SEATTLE WA 98134 1 0 0 0 Stock Option (Right to Buy) 7.32 2013-11-15 4 A 0 15000 0.00 A 2014-11-15 2020-11-15 Common Stock 15000 15000 D Restricted Stock Unit 0.00 2013-11-15 4 A 0 6147 0.00 A 2014-11-15 Common Stock 6147 6147 D The shares subject to the option grant will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the date of grant, provided that the reporting individual continues to serve as a director of RealNetworks through such date. Each restricted stock unit represents a contingent right to receive one share of RealNetworks common stock. The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board. /s/ Drew G. Markham, Attorney-in-Fact 2013-11-15