0001209191-12-023924.txt : 20120423
0001209191-12-023924.hdr.sgml : 20120423
20120423172820
ACCESSION NUMBER: 0001209191-12-023924
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120418
FILED AS OF DATE: 20120423
DATE AS OF CHANGE: 20120423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wan Tim M
CENTRAL INDEX KEY: 0001546605
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23137
FILM NUMBER: 12774120
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
3
1
doc3.xml
FORM 3 SUBMISSION
X0205
3
2012-04-18
0
0001046327
REALNETWORKS INC
RNWK
0001546605
Wan Tim M
2601 ELLIOTT AVENUE
#1000
SEATTLE
WA
98121
0
1
0
0
Chief Financial Officer/Treas.
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
750
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
1011
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
1820
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
2500
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
833
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
1541
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
250
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
5666
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
500
D
Employee Stock Option (Right to Buy)
10.52
2009-12-17
2016-12-17
Common Stock
415
D
Employee Stock Option (Right to Buy)
11.36
2011-07-01
2018-02-01
Common Stock
37500
D
Employee Stock Option (Right to Buy)
14.40
2010-01-25
2017-01-25
Common Stock
15000
D
Employee Stock Option (Right to Buy)
10.44
2010-03-21
2016-09-21
Common Stock
15000
D
Restricted Stock Unit Award
0.00
2013-04-18
2019-04-18
Common Stock
16000
D
The options are fully vested.
12.5% of the options vested on July 1, 2011, and an additional 12.5% of the options will vest upon the completion of each successive six months of employment until the options become fully vested on January 1, 2015.
1,875 options vested on July 25, 2010, and an additional 1,875 options will vest upon the completion of each successive six months of employment until the options become fully vested on January 25, 2014.
1,875 options vested on March 21, 2010, and an additional 1,875 options will vest upon the completion of each successive six months of employment until the options become fully vested on September 21, 2013.
8,000 restricted stock units will vest on April 18, 2013, and an additional 4,000 restricted stock units will vest on each of October 18, 2013 and April 18, 2014, subject to the continued employment of the reporting person through such dates.
Converts into Common Stock on a unit-for-share basis upon vesting.
/s/ Tim M. Wan
2012-04-18