0001209191-12-023924.txt : 20120423 0001209191-12-023924.hdr.sgml : 20120423 20120423172820 ACCESSION NUMBER: 0001209191-12-023924 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120418 FILED AS OF DATE: 20120423 DATE AS OF CHANGE: 20120423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wan Tim M CENTRAL INDEX KEY: 0001546605 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 12774120 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 3 1 doc3.xml FORM 3 SUBMISSION X0205 3 2012-04-18 0 0001046327 REALNETWORKS INC RNWK 0001546605 Wan Tim M 2601 ELLIOTT AVENUE #1000 SEATTLE WA 98121 0 1 0 0 Chief Financial Officer/Treas. Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 750 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 1011 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 1820 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 2500 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 833 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 1541 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 250 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 5666 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 500 D Employee Stock Option (Right to Buy) 10.52 2009-12-17 2016-12-17 Common Stock 415 D Employee Stock Option (Right to Buy) 11.36 2011-07-01 2018-02-01 Common Stock 37500 D Employee Stock Option (Right to Buy) 14.40 2010-01-25 2017-01-25 Common Stock 15000 D Employee Stock Option (Right to Buy) 10.44 2010-03-21 2016-09-21 Common Stock 15000 D Restricted Stock Unit Award 0.00 2013-04-18 2019-04-18 Common Stock 16000 D The options are fully vested. 12.5% of the options vested on July 1, 2011, and an additional 12.5% of the options will vest upon the completion of each successive six months of employment until the options become fully vested on January 1, 2015. 1,875 options vested on July 25, 2010, and an additional 1,875 options will vest upon the completion of each successive six months of employment until the options become fully vested on January 25, 2014. 1,875 options vested on March 21, 2010, and an additional 1,875 options will vest upon the completion of each successive six months of employment until the options become fully vested on September 21, 2013. 8,000 restricted stock units will vest on April 18, 2013, and an additional 4,000 restricted stock units will vest on each of October 18, 2013 and April 18, 2014, subject to the continued employment of the reporting person through such dates. Converts into Common Stock on a unit-for-share basis upon vesting. /s/ Tim M. Wan 2012-04-18