0001209191-11-056727.txt : 20111117 0001209191-11-056727.hdr.sgml : 20111117 20111117151539 ACCESSION NUMBER: 0001209191-11-056727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111116 FILED AS OF DATE: 20111117 DATE AS OF CHANGE: 20111117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN JONATHAN D CENTRAL INDEX KEY: 0001070890 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 111212929 MAIL ADDRESS: STREET 1: C/O GETTY IMAGES, INC. STREET 2: 601 N 34TH ST CITY: SEATTLE STATE: WA ZIP: 98103 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-16 1 0001046327 REALNETWORKS INC RNWK 0001070890 KLEIN JONATHAN D 75 VARICK STREET NEW YORK NY 10013 1 0 0 0 Common Stock 2011-11-16 4 M 0 5679 0.00 A 21706 D Restricted Stock Unit Award 0.00 2011-11-16 4 M 0 5679 0.00 D 2011-10-21 2017-10-21 Common Stock 5679 0 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis. Converts into common stock on a one-for-one basis on the share distribution date. On August 23, 2011 the issuer paid a special dividend of $1.00 per share to its shareholders and on August 30, 2011, a 1-for-4 reverse split of the issuer's common stock became effective, resulting in the adjustment of the reporting person's holdings to reflect the special dividend and reverse stock split. The restricted stock units vest in 12 substantially equal monthly installments until the restricted stock units become fully vested on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of the issuer through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the grant date, or (2) the date of separation from the Board. The reporting person elected to defer the share distribution date to the date of separation from the Board, or November 16, 2011. /s/ Jonathan Klein 2011-11-17