0001209191-11-052599.txt : 20111025
0001209191-11-052599.hdr.sgml : 20111025
20111025152453
ACCESSION NUMBER: 0001209191-11-052599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111021
FILED AS OF DATE: 20111025
DATE AS OF CHANGE: 20111025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jotwani Pradeep
CENTRAL INDEX KEY: 0001442134
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23137
FILM NUMBER: 111156606
MAIL ADDRESS:
STREET 1: 343 STATE STREET
CITY: ROCHESTER
STATE: NY
ZIP: 14650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-10-21
0
0001046327
REALNETWORKS INC
RNWK
0001442134
Jotwani Pradeep
2601 ELLIOTT AVENUE, #1000
SEATTLE
WA
98121
1
0
0
0
Common Stock
2011-10-21
4
M
0
5679
0.00
A
5679
D
Restricted Stock Unit Award
0.00
2011-10-21
4
M
0
5679
0.00
D
2011-10-21
2017-10-21
Common Stock
5679
0
D
Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
Converts into common stock on a one-for-one basis on the share distribution date.
On August 23, 2011 the issuer paid a special dividend of $1.00 per share to its shareholders and on August 30, 2011, a 1-for-4 reverse split of the issuer's common stock became effective, resulting in the adjustment of the reporting person's holdings to reflect the special dividend and reverse stock split.
The restricted stock units vest in 12 substantially equal monthly installments until the restricted stock units become fully vested on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of the issuer through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the grant date, or (2) the date of separation from the Board.
/s/ Pradeep Jotwani
2011-10-24