0001209191-11-032625.txt : 20110602
0001209191-11-032625.hdr.sgml : 20110602
20110602174350
ACCESSION NUMBER: 0001209191-11-032625
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110531
FILED AS OF DATE: 20110602
DATE AS OF CHANGE: 20110602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daw Tracy D
CENTRAL INDEX KEY: 0001501098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23137
FILM NUMBER: 11889585
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: STE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-31
0
0001046327
REALNETWORKS INC
RNWK
0001501098
Daw Tracy D
C/O 2601 ELLIOTT AVENUE
SUITE 1000
SEATTLE
WA
98121
0
1
0
0
Chief Legal Officer/Corp. Sec.
Performance-based Restricted Stock Units
0.00
2011-05-31
5
A
0
E
90000
0.00
A
2012-04-01
2018-04-01
Common Stock
90000
90000
D
Converts into Common Stock on a unit-for-share basis upon vesting.
On May 31, 2011, the reporting individual was granted 90,000 performance-based restricted stock units ("PRSUs") that will vest as to a maximum of 100% of the shares on April 1, 2012, provided certain performance criteria are satisfied by such date. Up to one-third of the PRSUs units will vest based on the Company's achievement of certain strategic goals, up to an additional one-third of the PRSUs will vest based on the Company's achievement of certain transitional goals, and up to an additional one-third of the PRSUs will vest based on the Company's achievement of certain operational goals.
/s/ Tracy D. Daw
2011-06-01