-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PiDuVMSz6EpPp2zeXcZ+lc2rh4j7Oi9trRDObJTZmaYPVsoVQolGdr35fLO67EMc hOuExYUmTyeln0wA3rCpcA== 0001209191-11-000719.txt : 20110104 0001209191-11-000719.hdr.sgml : 20110104 20110104150707 ACCESSION NUMBER: 0001209191-11-000719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110101 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL ROBERT R CENTRAL INDEX KEY: 0001283403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 11505182 MAIL ADDRESS: STREET 1: P O BOX 91123 CITY: SEATTLE STATE: WA ZIP: 981119223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-01 0 0001046327 REALNETWORKS INC RNWK 0001283403 KIMBALL ROBERT R 2601 ELLIOTT AVENUE, #1000 SEATTLE WA 98121 1 1 0 0 President and CEO Common Stock 2011-01-01 4 M 0 15625 0.00 A 49764 D Common Stock 2011-01-01 4 F 0 4789 0.00 D 44975 D Restricted Stock Unit Award 0.00 2011-01-01 4 M 0 15625 0.00 D 2011-01-01 2017-09-09 Common Stock 15625 109375 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of Common Stock on a unit-for-share basis. Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units. Converts into Common Stock on a one-for-one basis upon vesting. 12.5% of the restricted stock units are scheduled to vest on 01/01/11, and an additional 12.5% of the restricted stock units are scheduled to vest upon the completion of each successive six months of employment until the restricted stock units become fully vested on 07/01/14. /s/ Robert Kimball 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----