-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf0JjzfamUunJNWerpzRPLiiSW5a8y+S3F9wG26cCd2oqUQpYos1vyhCoxm9wb/c llt2QqKgeqLP1TnnvEAvyg== 0001209191-10-051522.txt : 20101025 0001209191-10-051522.hdr.sgml : 20101025 20101025193649 ACCESSION NUMBER: 0001209191-10-051522 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101021 FILED AS OF DATE: 20101025 DATE AS OF CHANGE: 20101025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS JANICE M CENTRAL INDEX KEY: 0001197107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 101140693 MAIL ADDRESS: STREET 1: 2800 SANDHILL ROAD SUITE 250 CITY: MENIO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-21 0 0001046327 REALNETWORKS INC RNWK 0001197107 ROBERTS JANICE M C/O 2601 ELLIOTT AVENUE #1000 SEATTLE WA 98121 1 0 0 0 Common Stock 2010-10-21 4 M 0 1233 0.00 A 1233 D Stock Option (Right to Buy) 3.04 2010-10-21 4 A 0 2083 0.00 A 2010-10-21 2017-10-21 Common Stock 2083 2083 D Restricted Stock Unit Award 0.00 2010-10-21 4 A 0 1233 0.00 A 2010-10-21 2017-10-21 Common Stock 1233 1233 D Restricted Stock Unit Award 0.00 2010-10-21 4 M 0 1233 0.00 D 2010-10-21 2017-10-21 Common Stock 1233 0 D Stock Option (Right to Buy) 3.04 2010-10-21 4 A 0 25000 0.00 A 2010-11-21 2017-10-21 Common Stock 25000 25000 D Restricted Stock Unit Award 0.00 2010-10-21 4 A 0 14802 0.00 A 2011-10-21 2017-10-21 Common Stock 14802 14802 D Vested restricted stock units were distributed to the reporting individual, without payment, in shares of Common Stock on a unit-for-share basis. The options were awarded as compensation for Board service commencing prior to the 2010 annual meeting of shareholders. The options are fully vested on the grant date. The restricted stock units were awarded as compensation for Board service commencing prior to the 2010 annual meeting of shareholders. Converts into Common Stock on a one-for-one basis on the share distribution date. The restricted stock units were fully vested and settled on the grant date. The options will vest and become exercisable in 12 substantially equal monthly installments until the options become fully vested and exercisable on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. The restricted stock units will vest in 12 substantially equal monthly installments until the restricted stock units become fully vested on the first anniversary of the grant date, provided that the reporting individual continues to serve as a director of RealNetworks through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the grant date, or (2) the date of separation from the Board. /s/ Janice Roberts 2010-10-25 -----END PRIVACY-ENHANCED MESSAGE-----