-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PpOcR/g54hd3mHOo9OXxkr7F99PHpBdHM2yhK517+imKLDMPWkr2AINIUtqS3GJg pHfM/et2WSCEVn9uI9wXaw== 0001209191-09-052025.txt : 20091110 0001209191-09-052025.hdr.sgml : 20091110 20091110201351 ACCESSION NUMBER: 0001209191-09-052025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091109 FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL ROBERT R CENTRAL INDEX KEY: 0001283403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 091173413 MAIL ADDRESS: STREET 1: P O BOX 91123 CITY: SEATTLE STATE: WA ZIP: 981119223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-09 0 0001046327 REALNETWORKS INC RNWK 0001283403 KIMBALL ROBERT R 2601 ELLIOTT AVENUE, #1000 SEATTLE WA 98121 0 1 0 0 EVP General Counsel Secretary Common Stock 2009-11-09 4 M 0 5833 0.00 A 30316 D Common Stock 2009-11-09 4 S 0 2127 3.7909 D 28189 D Restricted Stock Unit Award 0.00 2009-11-09 4 M 0 5833 0.00 D 2007-11-09 2013-11-06 Common Stock 5833 5833 D Vested restricted stock units were distributed to the reporting person, without payment, in shares of Common Stock on a unit-for-share basis. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $3.82 and the lowest price at which shares were sold was $3.76. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price. Converts into Common Stock on a one-for-one basis. 5,834 restricted stock units vest on November 9, 2007, and 5,833 restricted stock units vest on each of November 9, 2008, November 9, 2009 and November 9, 2010. /s/ Robert Kimball 2009-11-09 -----END PRIVACY-ENHANCED MESSAGE-----