-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T41qZddQ8Y1aJY0XTd7zte2V/+EHwEcQEGBZXgAUGE5ooiup/GgQdeWNGeaI+vuw ngAsmyMZFicyMvt7DnKTdg== 0001209191-06-062299.txt : 20061201 0001209191-06-062299.hdr.sgml : 20061201 20061201140609 ACCESSION NUMBER: 0001209191-06-062299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061201 DATE AS OF CHANGE: 20061201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schutzler Michael CENTRAL INDEX KEY: 0001304886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 061250664 BUSINESS ADDRESS: BUSINESS PHONE: (206) 674-2700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-30 0 0001046327 REALNETWORKS INC RNWK 0001304886 Schutzler Michael 2601 ELLIOTT AVENUE SUITE 1000 SEATTLE WA 98121 0 1 0 0 Sr. VP, Games & Ad Ops. Common Stock 2006-11-30 4 M 0 6000 5.09 A 6000 D Common Stock 2006-11-30 4 S 0 6000 11.407 D 0 D Employee Stock Option (Right to Buy) 5.09 2006-11-30 4 M 0 6000 0.00 D 2006-02-23 2024-08-27 Common Stock 6000 128000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $11.58 and the lowest price at which shares were sold was $11.21. 30% of the options vest on 02/23/2006, and an additional 10% of the options vest upon the completion of each six months of employment thereafter until the options become fully vested on 08/23/2009. /s/ Michael Schutzler 2006-11-30 -----END PRIVACY-ENHANCED MESSAGE-----