-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3lDsUBVWjAkhXZNS6U/5ksyXvBzVTYmCmtL8naKsZNGzISoUOLlZytoF9f6ZteM yd6E+ZeNcTepjLjS2HwDwQ== 0001209191-06-059017.txt : 20061113 0001209191-06-059017.hdr.sgml : 20061113 20061113150207 ACCESSION NUMBER: 0001209191-06-059017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061109 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERRALES SAVINO CENTRAL INDEX KEY: 0001168588 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 061208301 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE CENTER AVE STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4047208301 MAIL ADDRESS: STREET 1: 303 PEACHTREE CENTER AVE STREET 2: SUITE 500 CITY: ALTANTA STATE: GA ZIP: 30303 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-09 0 0001046327 REALNETWORKS INC RNWK 0001168588 FERRALES SAVINO 2601 ELLIOTT AVENUE, #1000 SEATTLE WA 98121 0 1 0 0 Sr. VP, Human Resources Common Stock 2006-11-10 4 M 0 100000 6.74 A 100000 D Common Stock 2006-11-10 4 S 0 100000 11.3885 D 0 D Employee Stock Option (Right to Buy) 11.38 2006-11-09 4 A 0 140000 0.00 A 2007-05-09 2013-11-09 Common Stock 140000 140000 D Employee Stock Option (Right to Buy) 6.74 2006-11-10 4 M 0 100000 0.00 D 2005-10-12 2024-04-12 Common Stock 100000 100000 D Represents the average weighted sale price. The highest price at which shares were sold was 11.40 and the lowest price at which shares were sold was 11.35. 12.5% of the options vest on May 9, 2007, and an additional 12.5% of the options vest upon the completion of each successive six months of employment until the options become fully vested on November 9, 2010. 30% of the options vest on October 12, 2005, and an additional 10% of the options vest upon the completion of each successive six months of employment until the options become fully vested on April 12, 2009. /s/ Savino R. Ferrales 2006-11-10 -----END PRIVACY-ENHANCED MESSAGE-----