-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NPEOgodU9PmmciyQRjLg+uYx6mxIWt23ct4pxqkP0zhGyh70ccnR8pM43L6O8b8t CFtv7vdsZjKYSvZPwvLzoQ== 0001209191-06-052422.txt : 20061002 0001209191-06-052422.hdr.sgml : 20061002 20061002182754 ACCESSION NUMBER: 0001209191-06-052422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060929 FILED AS OF DATE: 20061002 DATE AS OF CHANGE: 20061002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schutzler Michael CENTRAL INDEX KEY: 0001304886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 061121959 BUSINESS ADDRESS: BUSINESS PHONE: (206) 674-2700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-29 0 0001046327 REALNETWORKS INC RNWK 0001304886 Schutzler Michael 2601 ELLIOTT AVENUE SUITE 1000 SEATTLE WA 98121 0 1 0 0 Sr. VP, Games & Ad Ops. Common Stock 2006-09-29 4 M 0 5000 4.92 A 5000 D Common Stock 2006-09-29 4 S 0 5000 10.7793 D 0 D Common Stock 2006-09-29 4 M 0 1000 5.09 A 1000 D Common Stock 2006-09-29 4 S 0 1000 10.76 D 0 D Employee Stock Option (Right to Buy) 4.92 2006-09-29 4 M 0 5000 0.00 D 2005-03-29 2024-10-06 Common Stock 5000 30000 D Employee Stock Option (Right to Buy) 5.09 2006-09-29 4 M 0 1000 0.00 D 2006-02-23 2024-08-27 Common Stock 1000 140000 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents the weighted average sale price. The highest price at which shares were sold was $10.84 and the lowest price at which shares were sold was $10.68. Represents the weighted average sale price. The highest price at which shares were sold was $10.79 and the lowest price at which shares were sold was $10.74. 10% of the options vest on 03/29/2005, and an additional 10% of the options vest upon the completion of each successive six months of employment thereafter until the options become fully vested on 09/29/2009. 30% of the options vest on 02/23/2006, and an additional 10% of the options vest upon the completion of each six months of employment thereafter until the options are fully vested on 08/23/2009. /s/ Michael Schutzler 2006-10-02 -----END PRIVACY-ENHANCED MESSAGE-----