-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ff5oD6TdK7bj9Dcs1DX1ux7gJX5hH4Gi3B2cnEzMWCnnKWBz/Kzmc/hwg8qdJJGn uvh7jxGyQLwQ79e7OMWF3g== 0001209191-04-016670.txt : 20040319 0001209191-04-016670.hdr.sgml : 20040319 20040319154320 ACCESSION NUMBER: 0001209191-04-016670 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL ROBERT R CENTRAL INDEX KEY: 0001283403 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23137 FILM NUMBER: 04680118 MAIL ADDRESS: STREET 1: P O BOX 91123 CITY: SEATTLE STATE: WA ZIP: 981119223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 3 1 doc3.xml FORM 3 SUBMISSION X0201 3 2004-03-15 0 0001046327 REALNETWORKS INC RNWK 0001283403 KIMBALL ROBERT R 2601 ELLIOTT AVENUE, #1000 SEATTLE WA 98121 0 1 0 0 VP General Counsel Secretary Common Stock 1370.0000 D Employee Stock Option (Right to Buy) 3.7600 2002-11-01 2022-08-05 Common Stock 50000.0000 D Employee Stock Option (Right to Buy) 3.2300 2003-07-27 2023-01-27 Common Stock 100000.0000 D Employee Stock Option (Right to Buy) 6.1200 2003-11-01 2023-07-24 Common Stock 50000.0000 D Employee Stock Option (Right to Buy 5.9400 2002-09-01 2021-10-12 Common Stock 61450.0000 D Employee Stock Option (Right to Buy) 7.2200 2000-09-30 2021-08-31 Common Stock 200000.0000 D Employee Stock Option (Right to Buy) 7.2200 2001-04-18 2021-08-31 Common Stock 15000.0000 D Employee Stock Option (Right to Buy) 7.2200 2001-09-01 2021-08-31 Common Stock 40000.0000 D 10% of the option vests on November 1, 2002, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on May 1, 2007. 10% of the option vests on July 27, 2003, with an additional 10% vesting each six months of completed employment thereafter until the option is fully vested on January 27, 2008. 10% of the option vests on November 1, 2003, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on May 1, 2008. 30% of the option vests on September 1, 2002, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on March 1, 2006. 30% of the option vests on September 30, 2000, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on March 31, 2004. 10% of the option vests on April 18, 2001, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on October 18, 2005. 30% of the option vests on September 1, 2001, with an additional 10% vesting each completed six months of employment thereafter until the option is fully vested on March 1, 2005. Robert R. Kimball 2004-03-19 -----END PRIVACY-ENHANCED MESSAGE-----