0000899243-22-019916.txt : 20220527
0000899243-22-019916.hdr.sgml : 20220527
20220527155925
ACCESSION NUMBER: 0000899243-22-019916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20220527
DATE AS OF CHANGE: 20220527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldwell Mill Opportunity Fund, LLC
CENTRAL INDEX KEY: 0001497865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37745
FILM NUMBER: 22977157
BUSINESS ADDRESS:
STREET 1: 2609 CALDWELL MILL LANE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35243
BUSINESS PHONE: 205-298-0371
MAIL ADDRESS:
STREET 1: 2609 CALDWELL MILL LANE
CITY: BIRMINGHAM
STATE: AL
ZIP: 35243
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REALNETWORKS INC
CENTRAL INDEX KEY: 0001046327
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 911628146
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
BUSINESS PHONE: 2066742700
MAIL ADDRESS:
STREET 1: 1501 FIRST AVENUE SOUTH
STREET 2: SUITE 600
CITY: SEATTLE
STATE: WA
ZIP: 98134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-05-25
0
0001046327
REALNETWORKS INC
RNWK
0001497865
Caldwell Mill Opportunity Fund, LLC
15 COLLEY COVE DRIVE
GULF BREEZE
FL
32561
0
0
1
0
Common Stock
2022-05-25
4
P
0
116715
0.60
A
2260456
D
Common Stock
2022-05-26
4
P
0
128496
0.63
A
2388952
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.59 to $0.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are owned indirectly by Thomas Satterfield and directly by the reporting entity, which may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934, as amended, consisting of (i) Thomas Satterfield, (ii) Rebecca S. Satterfield, (iii) Tomsat Investment & Trading Co., Inc., (iv) A.G. Family L.P, and (v) the reporting entity. Such reporting entity disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by it.
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.63 to $0.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
This report shall not be deemed an admission that the reporting entity is a member of a group or the beneficial owner of any securities not directly owned by such reporting entity.
/s/ Thomas A. Satterfield, Jr., Title: CIO of the Manager
2022-05-27