0000899243-22-019916.txt : 20220527 0000899243-22-019916.hdr.sgml : 20220527 20220527155925 ACCESSION NUMBER: 0000899243-22-019916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220525 FILED AS OF DATE: 20220527 DATE AS OF CHANGE: 20220527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caldwell Mill Opportunity Fund, LLC CENTRAL INDEX KEY: 0001497865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37745 FILM NUMBER: 22977157 BUSINESS ADDRESS: STREET 1: 2609 CALDWELL MILL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35243 BUSINESS PHONE: 205-298-0371 MAIL ADDRESS: STREET 1: 2609 CALDWELL MILL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 1501 FIRST AVENUE SOUTH STREET 2: SUITE 600 CITY: SEATTLE STATE: WA ZIP: 98134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-25 0 0001046327 REALNETWORKS INC RNWK 0001497865 Caldwell Mill Opportunity Fund, LLC 15 COLLEY COVE DRIVE GULF BREEZE FL 32561 0 0 1 0 Common Stock 2022-05-25 4 P 0 116715 0.60 A 2260456 D Common Stock 2022-05-26 4 P 0 128496 0.63 A 2388952 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.59 to $0.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These securities are owned indirectly by Thomas Satterfield and directly by the reporting entity, which may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934, as amended, consisting of (i) Thomas Satterfield, (ii) Rebecca S. Satterfield, (iii) Tomsat Investment & Trading Co., Inc., (iv) A.G. Family L.P, and (v) the reporting entity. Such reporting entity disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by it. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.63 to $0.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This report shall not be deemed an admission that the reporting entity is a member of a group or the beneficial owner of any securities not directly owned by such reporting entity. /s/ Thomas A. Satterfield, Jr., Title: CIO of the Manager 2022-05-27