-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LXBw2rOKYWluBBc013947qp+ozBwrkGbKz7gxqn2V1jJlfdW3gR1e0AHYG0BCwzh KxW8eiOtcnuYBdN4hnUgTQ== /in/edgar/work/20000608/0000891020-00-001183/0000891020-00-001183.txt : 20000919 0000891020-00-001183.hdr.sgml : 20000919 ACCESSION NUMBER: 0000891020-00-001183 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REALNETWORKS INC CENTRAL INDEX KEY: 0001046327 STANDARD INDUSTRIAL CLASSIFICATION: [7371 ] IRS NUMBER: 911628146 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52907 FILM NUMBER: 651530 BUSINESS ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066742700 MAIL ADDRESS: STREET 1: 2601 ELLIOTT AVENUE STREET 2: STE 1000 CITY: SEATTLE STATE: WA ZIP: 98121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAPOR MITCHELL CENTRAL INDEX KEY: 0001054913 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 238 MAIN STREET SUITE 400 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6175764590 MAIL ADDRESS: STREET 1: 238 MAIN STREET SUITE 400 CITY: CAMBRIDGE STATE: MA ZIP: 02142 SC 13G 1 0001.txt SCHEDULE 13G FOR MITCHELL KAPOR 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13D-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(b) REALNETWORKS, INC. ------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE ------------------------------------------------------- (Title of Class of Securities) 75605L-10-4 ------------------------------------------------------- (CUSIP Number of Class of Securities) December 31, 1997 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 7 Pages 2 - --------------------- ----------------------- CUSIP NO. SCHEDULE 13G Page 2 of 7 Pages 75605L-10-4 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MITCHELL KAPOR - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - --------- ---------------------------------------------------------------------- 5 SOLE VOTING POWER 2,258,785 (1) NUMBER OF ------ ----------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ------ ----------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 2,258,785 (1) ------ ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - --------- ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,258,785 - --------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - --------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.2% - --------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - --------- ----------------------------------------------------------------------
Page 2 of 7 Pages 3 NOTES TO SCHEDULE 13G FOR MITCHELL KAPOR (1) Includes 19,920 shares subject to issuance upon exercise of warrants for the purchase of the Company's Common Stock that are exercisable within 60 days of December 31, 1997. Page 3 of 7 Pages 4 SCHEDULE 13G ITEM 1(a). NAME OF ISSUER. This Schedule 13G relates to RealNetworks, Inc., a Washington corporation (the "Company"). ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: The Company's principal executive offices are located at 1111 Third Avenue, Suite 2900, Seattle, WA 98101. ITEM 2(a). NAME OF PERSONS FILING. Mitchell Kapor ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE. The business address of the reporting person is Kapor Enterprises, Inc., 238 Main Street, Suite 400, Cambridge, MA 02142. ITEM 2(c). CITIZENSHIP. Mr. Kapor is a United States citizen. ITEM 2(d). TITLE OF CLASS OF SECURITIES. This Schedule 13G relates to the Company's common stock, par value $.001 per share (the "Common Stock"). ITEM 2(e). CUSIP NUMBER. The CUSIP Number for the Company's Common Stock is 75605L 10 4. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b) OR 13D-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, Page 4 of 7 Pages 5 (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G), (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). NOT APPLICABLE. ITEM 4. OWNERSHIP. The following describes the ownership of Common Stock by Mitchell Kapor as of December 31, 1997: (a) Amount beneficially owned: 2,258,785 (b) Percent of class: 8.2% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 2,258,785 (1) (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 2,285,785 (1) (iv) Shared power to dispose or to direct the disposition of: 0 -------------------- (1) Includes 19,920 shares subject to issuance upon exercise of warrants for the purchase of the Company's Common Stock that are exercisable within 60 days of December 31, 1997. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. Page 5 of 7 Pages 6 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. Page 6 of 7 Pages 7 SIGNATURE The undersigned hereby agrees that this Schedule is filed on behalf of him and, after reasonable inquiry and to best of his knowledge and belief, hereby certifies that the information set forth in this statement is true, complete and correct. Dated: February 5, 1998 By /s/ Mitchell Kapor ----------------------- Mitchell Kapor Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----