FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 04/01/2016 |
3. Issuer Name and Ticker or Trading Symbol
Ingredion Inc [ INGR ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2,673.3469(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Options (Right to Buy) | (3) | 03/03/2023 | Common Stock | 1,085 | $66.26 | D | |
Employee Stock Options (Right to Buy) | (4) | 02/03/2024 | Common Stock | 2,699 | $59.58 | D | |
Employee Stock Options (Right to Buy) | (5) | 02/02/2025 | Common Stock | 4,676 | $82.28 | D | |
Employee Stock Options (Right to Buy) | (6) | 02/01/2026 | Common Stock | 4,674 | $99.96 | D |
Explanation of Responses: |
1. Includes 2,418.3469 restricted stock units ("RSUs") issued under the Ingredion Incorporated Stock Incentive Plan. The RSUs may be settled only in shares of common stock (one share per RSU). 612.4634 RSUs will vest on February 4, 2017, 930.8835 RSUs will vest on February 3, 2018 and 875 RSUs will vest on February 2, 2019. In the event of termination of employment due to (a) death, (b) disability or (c) retirement on or after (i) age 65, (ii) age 62 with 5 years of service or (iii) age 55 with 10 years of service, the RSUs will vest on a pro-rata basis using the number of full months employed during the thirty-six month vesting period. |
2. Includes RSUs acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest. |
3. These options vested in three equal annual installments on March 4, 2014, 2015 and 2016. |
4. Two thirds of these options vested in two equal annual installments on February 4, 2015 and 2016, and the remaining one third of these options will vest on February 4, 2017. |
5. One third of these options vested on February 3, 2016, and the remaining two thirds of these options will vest in equal annual installments on February 3, 2017 and 2018. |
6. These options become exercisable in three equal annual installments on February 2, 2017, 2018 and 2019. |
Remarks: |
Exhibit List Exhibit 24--Power of Attorney |
Christine M. Castellano, Attorney-in-Fact | 04/08/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |