0001562180-16-002347.txt : 20160516
0001562180-16-002347.hdr.sgml : 20160516
20160516123035
ACCESSION NUMBER: 0001562180-16-002347
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160512
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWANZ DONALD K
CENTRAL INDEX KEY: 0001046239
STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 161652111
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW MS 1275
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-05-12
false
0001108426
PNM RESOURCES INC
PNM
0001046239
SCHWANZ DONALD K
9964 E. SIENNA HILLS DRIVE
SCOTTSDALE
AZ
85262
true
false
false
false
Common Stock
2016-05-12
4
M
false
928.00
A
23592.00
D
Common Stock
2016-05-15
4
M
false
784.00
A
24376.00
D
Restricted Stock Rights
2016-05-12
4
M
false
928.00
0.00
D
Common Stock
928.00
3423.00
D
Restricted Stock Rights
2016-05-15
4
M
false
784.00
0.00
D
Common Stock
784.00
2639.00
D
Stock Options
Common Stock
2000.00
2000.00
D
Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Based on the closing price on the date of the grant.
The options vested in three equal annual installments from grant date and are fully vested.
/s/ Laurie S. Monfiletto, POA for Donald K. Schwanz
2016-05-16