0001562180-16-002305.txt : 20160511
0001562180-16-002305.hdr.sgml : 20160511
20160511100015
ACCESSION NUMBER: 0001562180-16-002305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160509
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PNM RESOURCES INC
CENTRAL INDEX KEY: 0001108426
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 850019030
STATE OF INCORPORATION: NM
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 SILVER AVE. SW
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
BUSINESS PHONE: 5052412700
MAIL ADDRESS:
STREET 1: 414 SILVER AVE. SW
STREET 2: ATTN: MS 0905 - CATHY MARTINEZ
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
FORMER COMPANY:
FORMER CONFORMED NAME: MANZANO CORP
DATE OF NAME CHANGE: 20000303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWANZ DONALD K
CENTRAL INDEX KEY: 0001046239
STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32462
FILM NUMBER: 161638588
MAIL ADDRESS:
STREET 1: 414 SILVER AVE SW MS 1275
CITY: ALBUQUERQUE
STATE: NM
ZIP: 87102-3289
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-05-09
false
0001108426
PNM RESOURCES INC
PNM
0001046239
SCHWANZ DONALD K
9964 E. SIENNA HILLS DRIVE
SCOTTSDALE
AZ
85262
true
false
false
false
Common Stock
2016-05-09
4
M
false
950.00
A
22664.00
D
Restricted Stock Rights
2016-05-09
4
M
false
950.00
0.00
D
Common Stock
950.00
4351.00
D
Stock Options
Common Stock
2000.00
2000.00
D
Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date.
Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Based on the closing price on the date of the grant.
The options vested in three equal annual installments from grant date and are fully vested.
/s/ Laurie S. Monfiletto, POA for Donald K. Schwanz
2016-05-11
EX-24
2
schwanzpoa.txt
SCHWANZ POA
Power of Attorney
I, Donald K. Schwanz, reside at 9964 E. Sienna Hills Drive, Scottsdale,
Arizona 85262. I appoint Laurie S. Monfiletto, Vice President,
Human Resources, Corporate Headquarters, MS-0705, Albuquerque,
New Mexico 87158; Angela Pino, Manager, Compensation, Corporate
Headquarters, MS-0755, Albuquerque, New Mexico 87158;
or Donna Briggs, Administrator III, Corporate Headquarters, MS-0705,
Albuquerque, New Mexico 87158 to serve as my attorneys-in-fact to:
(1) execute for me in my capacity as a Director of
PNM Resources, Inc. (Company), Forms 3, 4, and 5 in accordance
with Section 16(a) of the Securities Exchange Act of 1934
(1934 Act) and the associated rules;
(2) perform for me all acts which may be necessary
or desirable to complete and execute Forms 3, 4, and 5,
complete and execute any amendments, and timely file the
forms with the United States Securities and Exchange Commission
and the New York Stock Exchange, or similar authority; or
(3) take any other action related to the powers identified
in items (1) and (2), which, in the opinion of the attorneys-in-fact,
may be legally required or beneficial to me.
I acknowledge that the attorneys-in-fact are serving at my request
and neither they nor the Company are assuming any of my responsibilities to
comply with Section 16 of the 1934 Act. This Power of Attorney shall remain
in full force and effect until I am no longer required to file Forms 3, 4,
and 5 with respect to my holdings of and transactions in securities issued
by the Company, unless earlier revoked by me in a signed writing delivered
to the attorneys-in-fact.
/s/ Donald K. Schwanz
Donald K. Schwanz
ACKNOWLEDGEMENT
State of New Mexico )
) ss.
County of Bernalillo )
The foregoing instrument was acknowledged before me on February 24,
2016 by Donald K. Schwanz.
/s/Susan G. Gordon
Notary Public
My Commission Expires: September 12, 2016